Aqua Metals (AQMS) insider trading activity: Get Latest News Today

AQMS Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares5.26

Short Percent Of Float5.49

Shares Outstanding7.13M

Shares Float6.79M

Shares Short374.92K

Short Ratio4.13

5.49%

Short % of Float

5.26%

Short % of Shares Outstanding

Market Insider AQMS

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

8.25% Percentage of Shares held by All Insiders

15.81% Percentage of Shares held by All Institutions

17.23% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 15.81% of AQMS shares are held by financial institutions. BALBOA WEALTH PARTNERS is the top corporate investor, holding 12K shares valued at $6.46K. A 0.01% stake in Aqua Metals, Inc. is owned by the company. BROWN ADVISORY INC owns 14.5K shares valued at $7.80K, which translates its holding of 0.02% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
2024-03-31	BALBOA WEALTH PARTNERS	0.01%	12K	6.46K	-200	-1.64%
2024-03-31	BROWN ADVISORY INC	0.02%	14.5K	7.8K	0	0
2024-03-31	BOOTHBAY FUND MANAGEMENT, LLC	0.02%	14.51K	7.81K	510	+3.64%
2024-03-31	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	20.94K	11.27K	9.35K	+80.73%
2024-03-31	COMMONWEALTH EQUITY SERVICES, LLC	0.02%	21.4K	12K	21.4K	+100.00%
2024-03-31	VIRTU FINANCIAL LLC	0.02%	21.98K	12K	4.28K	+24.15%
2024-03-31	CONTINUUM ADVISORY, LLC	0.03%	25.69K	11.66K	0	0
2024-03-31	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	13.87K	0	0
2024-03-31	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	15.6K	0	0
2024-03-31	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	29.72K	15.99K	-10.06K	-25.29%
2024-03-31	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	28.73K	0	0
2024-03-31	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	33K	0	0
2024-03-31	MORGAN STANLEY	0.06%	60.04K	32.3K	-5.21K	-7.99%
2024-03-31	CREATIVE PLANNING	0.07%	65.8K	35.4K	-100	-0.15%
2024-03-31	KESTRA ADVISORY SERVICES, LLC	0.09%	86.29K	46.43K	-278.3K	-76.33%
2024-03-31	GOLDMAN SACHS GROUP INC	0.12%	111.9K	60.2K	-179.48K	-61.60%
2024-03-31	BAIRD FINANCIAL GROUP, INC.	4.98%	4.68M	2.52M	727.93K	+18.43%
2024-03-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.4%	377.84K	203K	-2K	-0.53%
2024-03-31	BOSTON PARTNERS	0.66%	615.91K	331.36K	85.02K	+16.01%
2024-03-31	GEODE CAPITAL MANAGEMENT, LLC	1.11%	1.04M	558.8K	15.11K	+1.48%
2024-03-31	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	17.16K	0	0
2024-03-31	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	38.53K	0	0
2024-03-31	GROUP ONE TRADING, L.P.	0.04%	34.15K	18.37K	-14.15K	-29.29%
2024-03-31	MERIT FINANCIAL GROUP, LLC	0.04%	35.65K	16.68K	450	+1.28%
2024-03-31	LPL FINANCIAL LLC	0.04%	38.93K	20.95K	-6.24K	-13.81%
2024-03-31	CETERA INVESTMENT ADVISERS	0.05%	43K	23.13K	43K	+100.00%
2024-03-31	CETERA ADVISOR NETWORKS LLC	0.05%	43K	23.13K	0	0
2024-03-31	BLACKROCK INC.	1.3%	1.22M	654.76K	1.39K	+0.11%
2024-03-31	ENVESTNET ASSET MANAGEMENT INC	0.01%	10K	5.38K	10K	+100.00%
2024-03-31	RUSSELL INVESTMENTS GROUP, LTD.	1.76%	1.65M	889.31K	208.43K	+14.43%
2024-03-31	IEQ CAPITAL, LLC	3.44%	3.23M	1.74M	273.71K	+9.25%
2024-03-31	VANGUARD GROUP INC	4.48%	4.21M	2.26M	961	+0.02%
2024-03-31	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	5.38K	0	0
2024-03-31	MUTUAL ADVISORS, LLC	0.01%	10K	5.38K	0	0
2024-03-31	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.01%	7.7K	4.14K	7.7K	+100.00%
2024-03-31	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	2.96K	0	0
2024-03-31	ADVISOR GROUP HOLDINGS, INC.	0.01%	5.1K	2.75K	0	0
2024-03-31	WELLS FARGO & COMPANY/MN	0%	2.83K	1.52K	12	+0.43%
2024-03-31	HUNTINGTON NATIONAL BANK	0%	2K	1.08K	0	0
2024-03-31	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	2K	1.08K	0	0
2024-03-31	PRINCIPAL SECURITIES, INC.	0%	1.1K	592	1.1K	+100.00%
2024-03-31	LOWE WEALTH ADVISORS, LLC	0%	455	245	0	0
2024-03-31	GODSEY & GIBB, INC	0%	50	27	50	+100.00%
2024-03-31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0%	0	-	-23.65K	-100.00%
2024-03-31	CENTAURUS FINANCIAL, INC.	0%	0	-	-10K	-100.00%
2024-03-31	NATIONAL BANK OF CANADA /FI/	0%	0	-	-650	-100.00%
2024-03-31	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-5K	-100.00%
2024-03-31	UBS GROUP AG	0%	0	-	-74.4K	-100.00%
2024-03-31	SUNESIS ADVISORS, LLC	0%	0	-	-50K	-100.00%
2024-03-31	XTX TOPCO LTD	0%	0	-	-33.39K	-100.00%
2024-03-31	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.01%	10K	5.4K	10K	+100.00%
2024-03-31	ROYAL BANK OF CANADA	0.02%	17.27K	9K	-507	-2.85%
2024-03-31	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	10.76K	0	0
2024-03-31	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	20.29K	10.92K	5K	+32.70%
2024-03-31	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.04%	33.7K	18.2K	6K	+21.68%
2024-03-31	HIGHTOWER ADVISORS, LLC	0.05%	43.24K	23K	21.95K	+103.12%
2024-03-31	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	25.34K	0	0
2024-03-31	JANE STREET GROUP, LLC	0.05%	50.86K	27.36K	4.43K	+9.55%
2024-03-31	CITADEL ADVISORS LLC	0.16%	145.96K	78.53K	123.28K	+543.51%
2024-03-31	TITLEIST ASSET MANAGEMENT, LLC	0.18%	168.05K	90.41K	-2.5K	-1.46%
2024-03-31	NORTHERN TRUST CORP	0.21%	197.82K	106.43K	0	0
2024-03-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.22%	202.19K	108.78K	-32.42K	-13.82%
2024-03-31	STATE STREET CORP	0.27%	250.23K	134.63K	0	0
2024-03-31	SQUAREPOINT OPS LLC	0.31%	288.29K	155.1K	189.12K	+190.70%
2024-03-31	AWM INVESTMENT COMPANY, INC.	1.92%	1.8M	968.4K	900K	+100.00%
2024-03-31	MARINER, LLC	0.01%	10K	5.38K	0	0
2024-03-31	BANK OF NEW YORK MELLON CORP	0.01%	10.46K	5.63K	-20.15K	-65.82%
2024-03-31	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	5.65K	0	0
2023-12-31	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	24.24K	0	0
2023-12-31	VANGUARD GROUP INC	4.14%	4.21M	3.2M	46.46K	+1.12%
2023-12-31	BAIRD FINANCIAL GROUP, INC.	3.89%	3.95M	3M	-176.38K	-4.28%
2023-12-31	IEQ CAPITAL, LLC	2.91%	2.96M	2.25M	0	0
2023-12-31	RUSSELL INVESTMENTS GROUP, LTD.	1.42%	1.44M	1.1M	351.18K	+32.12%
2023-12-31	BROWN ADVISORY INC	0.01%	14.5K	11.02K	0	0
2023-12-31	BLACKROCK INC.	1.2%	1.22M	923.88K	5.86K	+0.48%
2023-12-31	GEODE CAPITAL MANAGEMENT, LLC	1.01%	1.02M	777.88K	62.93K	+6.55%
2023-12-31	AWM INVESTMENT COMPANY, INC.	0.89%	900K	684K	0	0
2023-12-31	BOSTON PARTNERS	0.52%	530.89K	403.48K	-87.78K	-14.19%
2023-12-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.37%	379.84K	289K	-23K	-5.71%
2023-12-31	KESTRA ADVISORY SERVICES, LLC	0.36%	364.59K	277.09K	-196.66K	-35.04%
2023-12-31	GOLDMAN SACHS GROUP INC	0.29%	291.38K	221.45K	-412	-0.14%
2023-12-31	STATE STREET CORP	0.25%	250.23K	190.18K	0	0
2023-12-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.23%	234.6K	178.3K	210.29K	+864.81%
2023-12-31	NORTHERN TRUST CORP	0.19%	197.82K	150.35K	0	0
2023-12-31	TITLEIST ASSET MANAGEMENT, LLC	0.17%	170.55K	129.62K	500	+0.29%
2023-12-31	SQUAREPOINT OPS LLC	0.1%	99.17K	75.37K	99.17K	+100.00%
2023-12-31	UBS GROUP AG	0.07%	74.4K	56.54K	15.84K	+27.05%
2023-12-31	MILLENNIUM MANAGEMENT LLC	0.07%	67.61K	51.38K	67.61K	+100.00%
2023-12-31	CREATIVE PLANNING	0.06%	65.9K	50.08K	100	+0.15%
2023-12-31	MORGAN STANLEY	0.06%	65.25K	49.59K	-9.15K	-12.29%
2023-12-31	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	46K	0	0
2023-12-31	DORCHESTER WEALTH MANAGEMENT CO	0.05%	53.4K	40.58K	0	0
2023-12-31	SUNESIS ADVISORS, LLC	0.05%	50K	38K	0	0
2023-12-31	GROUP ONE TRADING, L.P.	0.05%	48.3K	36.71M	-700	-1.43%
2023-12-31	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	35.8K	0	0
2023-12-31	JANE STREET GROUP, LLC	0.05%	46.43K	35.29K	46.43K	+100.00%
2023-12-31	LPL FINANCIAL LLC	0.04%	45.17K	34.33K	13.6K	+43.08%
2023-12-31	CETERA ADVISOR NETWORKS LLC	0.04%	43K	32.68K	0	0
2023-12-31	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.04%	39.78K	30.24K	15.23K	+62.03%
2023-12-31	MERIT FINANCIAL GROUP, LLC	0.03%	35.2K	26.75K	-5.28K	-13.03%
2023-12-31	B. RILEY WEALTH ADVISORS, INC.	0.03%	34.1K	25.92K	0	0
2023-12-31	XTX TOPCO LTD	0.03%	33.39K	25.37K	20.82K	+165.65%
2023-12-31		0.03%	32.72K	24.87K	32.72K	+100.00%
2023-12-31	BANK OF NEW YORK MELLON CORP	0.03%	30.61K	23.26K	0	0
2023-12-31	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	22.04K	0	0
2023-12-31	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.03%	27.7K	21.54K	27.7K	+100.00%
2023-12-31	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	19.59K	0	0
2023-12-31	CONTINUUM ADVISORY, LLC	0.03%	25.69K	19.53K	25.69K	+100.00%
2023-12-31	WOLVERINE TRADING, LLC	0.02%	24.4K	18.54K	400	+1.67%
2023-12-31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.02%	23.65K	17.98K	0	0
2023-12-31	CITADEL ADVISORS LLC	0.02%	17.3K	13.15K	3.1K	+21.83%
2023-12-31	HIGHTOWER ADVISORS, LLC	0.02%	21.29K	16K	0	0
2023-12-31	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	15.2K	0	0
2023-12-31	ROYAL BANK OF CANADA	0.02%	17.77K	13K	507	+2.94%
2023-12-31	VIRTU FINANCIAL LLC	0.02%	17.71K	13K	7.25K	+69.26%
2023-12-31	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	11.62K	0	0
2023-12-31	MARATHON CAPITAL MANAGEMENT	0.01%	15K	11.4K	0	0
2023-12-31	IFP ADVISORS, INC	0.01%	15K	11.4K	0	0
2023-09-30	BAIRD FINANCIAL GROUP, INC.	4.9%	4.13M	-	-363.05K	-8.09%
2023-09-30	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	-	0	0
2023-09-30	ADVISOR GROUP HOLDINGS, INC.	0.01%	9.13K	-	1.83K	+25.13%
2023-09-30	CENTAURUS FINANCIAL, INC.	0.01%	10K	-	10K	+100.00%
2023-09-30	MUTUAL ADVISORS, LLC	0.01%	10K	-	0	0
2023-09-30	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	-	0	0
2023-09-30	WELLS FARGO & COMPANY/MN	0.01%	10.21K	-	181	+1.81%
2023-09-30	VIRTU FINANCIAL LLC	0.01%	10.46K	-	-55.92K	-84.24%
2023-09-30	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	-	10.5K	+100.00%
2023-09-30	BALBOA WEALTH PARTNERS	0.01%	12.2K	-	0	0
2023-09-30	XTX TOPCO LTD	0.01%	12.57K	-	12.57K	+100.00%
2023-09-30	LEDGE WEALTH MANAGEMENT, INC.	0.02%	14.01K	-	0	0
2023-09-30	BROWN ADVISORY INC	0.02%	14.5K	-	0	0
2023-09-30	IFP ADVISORS, INC	0.02%	15K	-	0	0
2023-09-30	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	-	0	0
2023-09-30	ROYAL BANK OF CANADA	0.02%	17.27K	-	-2.03K	-10.53%
2023-09-30	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	-	0	0
2023-09-30	HIGHTOWER ADVISORS, LLC	0.03%	21.29K	-	-2.91K	-12.01%
2023-09-30	TWO SIGMA INVESTMENTS, LP	0.03%	21.6K	-	21.6K	+100.00%
2023-09-30	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	23.65K	-	0	0
2023-09-30	WOLVERINE TRADING, LLC	0.03%	24K	-	-4.6K	-16.08%
2023-09-30	QUBE RESEARCH & TECHNOLOGIES LTD	0.03%	24.32K	-	24.32K	+100.00%
2023-09-30	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	24.55K	-	24.55K	+100.00%
2023-09-30	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	-	0	0
2023-09-30	BANK OF NEW YORK MELLON CORP	0.04%	30.61K	-	1	0.00%
2023-09-30	LPL FINANCIAL LLC	0.04%	31.57K	-	10K	+46.36%
2023-09-30	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	-	0	0
2023-09-30	MERIT FINANCIAL GROUP, LLC	0.05%	40.48K	-	100	+0.25%
2023-09-30	MARINER, LLC	0.05%	42.72K	-	42.72K	+100.00%
2023-09-30	CETERA ADVISOR NETWORKS LLC	0.05%	43K	-	0	0
2023-09-30	JUMP FINANCIAL, LLC	0.05%	46.15K	-	46.15K	+100.00%
2023-09-30	QUANTUM PRIVATE WEALTH, LLC	0.06%	47.1K	-	0	0
2023-09-30	GROUP ONE TRADING, L.P.	0.06%	49K	-	1.5K	+3.16%
2023-09-30	SUNESIS ADVISORS, LLC	0.06%	50K	-	50K	+100.00%
2023-09-30	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	-	53.4K	+100.00%
2023-09-30	BARCLAYS PLC	0.07%	58.38K	-	58.38K	+100.00%
2023-09-30	UBS GROUP AG	0.07%	58.56K	-	27.4K	+87.97%
2023-09-30	CREATIVE PLANNING	0.08%	65.8K	-	0	0
2023-09-30	MORGAN STANLEY	0.09%	74.4K	-	22.49K	+43.34%
2023-09-30	NORTHERN TRUST CORP	0.23%	197.82K	-	76.25K	+62.71%
2023-09-30	GOLDMAN SACHS GROUP INC	0.35%	291.8K	-	279.9K	+2,352.07%
2023-09-30	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.48%	402.84K	-	-19.91K	-4.71%
2023-09-30	KESTRA ADVISORY SERVICES, LLC	0.67%	561.25K	-	527.71K	+1,573.28%
2023-09-30	BOSTON PARTNERS	0.73%	618.67K	-	524.89K	+559.72%
2023-09-30	AWM INVESTMENT COMPANY, INC.	1.07%	900K	-	900K	+100.00%
2023-09-30	GEODE CAPITAL MANAGEMENT, LLC	1.14%	960.37K	-	160.98K	+20.14%
2023-09-30	RUSSELL INVESTMENTS GROUP, LTD.	1.3%	1.09M	-	1.09M	+100.00%
2023-09-30	BLACKROCK INC.	1.44%	1.21M	-	41.74K	+3.57%
2023-09-30	KANEN WEALTH MANAGEMENT LLC	1.74%	1.47M	-	1M	+213.48%
2023-09-30	IEQ CAPITAL, LLC	3.51%	2.96M	-	184.64K	+6.66%

AQMS Insiders

Among the AQMS insiders holding of 8.25% of the stake in company, CLARKE STEPHEN R., President and CEO, holds the largest shares of 1.03M. MOULD SELWYN, Chief Operating Officer, is the second largest AQMS insider with ownership of 725.46K shares. MURPHY THOMAS MICHAEL, Chief Financial Officer, stands third with possession of 725.46K shares of that stake.

Insiders	Designation	Shares Held
CLARKE STEPHEN R.	President and CEO	1.03M
MOULD SELWYN	Chief Operating Officer	725.46K
MURPHY THOMAS MICHAEL	Chief Financial Officer	725.46K
INTERSTATE BATTERIES, INC.	10 percent owner	473.83K
COTTON STEPHEN	Chief Executive Officer	175K
FRANCIS KNUETTEL II	Chief Financial Officer	162.5K
MERRILL JUDD	Chief Financial Officer	125K
KANEN DAVID	director	117.11K
YI SUNG	director	75K
YOSUFZAI S. SHARIQ	director	54.11K
TAECKER BENJAMIN S.	Chief Eng and Opr Officer	50K
KAPOOR SUSHIL	director	45.81K
SLADE MARK	director	38.03K
DIVITO VINCENT L	director	37.5K
ZHANG PEIFANG	director	37.5K
GIBSON GAYLE J	director	32.55K
PROUTY ERIC A	director	25.62K
MCMURTRY DAVID	Chief Business Officer	25K
SMITH EDWARD J	director	25K
MELINE SUSANNE	director	11.32K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
2024-12-19	DIVITO VINCENT L	PURCHASE	1.92	37.5K	72K	37.5K
2024-12-19	TAECKER BENJAMIN S.	PURCHASE	1.92	50K	96K	50K
2024-12-19	ZHANG PEIFANG	PURCHASE	1.92	37.5K	72K	37.5K
2024-12-19	COTTON STEPHEN	PURCHASE	1.92	175K	336K	175K
2024-12-19	MERRILL JUDD	PURCHASE	1.92	125K	240K	125K
2024-05-14	MERRILL JUDD	PURCHASE	0.39	37.5K	14.63K	37.5K
2024-05-14	MCMURTRY DAVID	PURCHASE	0.39	25K	9.75K	25K
2024-05-14	DIVITO VINCENT L	PURCHASE	0.39	62.5K	24.38K	62.5K
2024-05-14	YI SUNG	PURCHASE	0.39	75K	29.25K	75K
2024-05-14	SMITH EDWARD J	PURCHASE	0.39	25K	9.75K	25K
2024-05-14	ZHANG PEIFANG	PURCHASE	0.39	62.5K	24.38K	62.5K
2024-05-14	TAECKER BENJAMIN S.	PURCHASE	0.39	25K	9.75K	25K
2024-05-14	COTTON STEPHEN	PURCHASE	0.39	250K	97.5K	250K
2023-11-17	DIVITO VINCENT L	PURCHASE	0.89	5K	4.45K	339.59K
2023-07-19	SMITH EDWARD J	PURCHASE	1.10	90.5K	99.55K	309.05K
2023-07-19	ZHANG PEIFANG	PURCHASE	1.10	72.9K	80.19K	251.05K
2023-07-19	DIVITO VINCENT L	PURCHASE	1.10	9K	9.9K	334.59K
2022-12-29	ZHANG PEIFANG	PURCHASE	0.99	10K	9.9K	133.1K
2022-12-28	KANEN DAVID	PURCHASE	0.75	8.55K	6.41K	117.11K
2022-12-27	KANEN DAVID	PURCHASE	0.73	37.75K	27.56K	108.56K
2022-12-23	KANEN DAVID	PURCHASE	0.71	70.81K	50.28K	70.81K
2022-12-23	DIVITO VINCENT L	PURCHASE	0.69	10K	6.9K	257.41K
2022-12-23	ZHANG PEIFANG	PURCHASE	0.70	50K	35K	123.1K
2022-12-14	SMITH EDWARD J	PURCHASE	0.64	100K	64K	173.1K
2022-07-08	TAECKER BENJAMIN S.	SALE	0.77	49.56K	38.16K	365.09K
2022-07-08	COTTON STEPHEN	SALE	0.77	283.76K	218.49K	3.79M
2022-03-24	TAECKER BENJAMIN S.	SALE	1.41	13.43K	18.94K	414.65K
2022-03-24	COTTON STEPHEN	SALE	1.41	100.61K	141.85K	4.07M
2022-01-05	COTTON STEPHEN	SALE	1.27	124.47K	158.08K	4.17M
2022-01-05	TAECKER BENJAMIN S.	SALE	1.27	35.68K	45.31K	428.08K
2021-07-02	MERRILL JUDD	SALE	2.71	85.31K	231.19K	482.25K
2021-07-02	COTTON STEPHEN	SALE	2.71	193.17K	523.5K	1.48M
2021-03-24	MERRILL JUDD	SALE	3.88	17.39K	67.48K	405.12K
2021-03-24	COTTON STEPHEN	SALE	3.88	87.66K	340.12K	1.22M
2021-03-02	MERRILL JUDD	SALE	5.15	46.73K	240.63K	380.84K
2021-03-02	COTTON STEPHEN	SALE	5.02	187.46K	941.05K	1.09M
2021-03-02	YOSUFZAI S. SHARIQ	SALE	4.80	150K	720K	54.11K
2021-03-01	COTTON STEPHEN	SALE	5.15	45K	231.75K	1.09M
2021-01-04	COTTON STEPHEN	SALE	3.36	69.87K	234.78K	1.09M
2021-01-04	MERRILL JUDD	SALE	3.36	41.77K	140.36K	380.84K
2020-08-07	COTTON STEPHEN	PURCHASE	1.04	721	749.84	863.07K
2020-08-07	MERRILL JUDD	PURCHASE	1.04	481	500.24	314.05K
2020-07-24	MERRILL JUDD	PURCHASE	1.12	446	499.52	313.57K
2020-07-24	COTTON STEPHEN	PURCHASE	1.12	670	750.4	862.35K
2020-07-10	MERRILL JUDD	PURCHASE	1.11	450	499.5	313.12K
2020-07-10	COTTON STEPHEN	PURCHASE	1.11	676	750.36	861.68K
2020-07-02	MERRILL JUDD	SALE	1.15	61.45K	70.66K	312.67K
2020-07-02	COTTON STEPHEN	SALE	1.15	169.61K	195.05K	861K
2020-06-26	MERRILL JUDD	PURCHASE	1.10	455	500.5	265.55K
2020-06-26	COTTON STEPHEN	PURCHASE	1.10	682	750.2	730.93K
2020-06-17	DIVITO VINCENT L	PURCHASE	1.01	1K	1.01K	74.88K
2020-06-12	COTTON STEPHEN	PURCHASE	0.86	872	749.92	730.25K
2020-06-09	MERRILL JUDD	PURCHASE	1.05	2.4K	2.52K	260.1K
2020-06-08	COTTON STEPHEN	PURCHASE	0.87	50.07K	43.56K	729.38K
2020-06-08	MERRILL JUDD	PURCHASE	0.87	100	87	257.7K
2020-03-23	COTTON STEPHEN	SALE	0.39	13.32K	5.19K	679.31K
2020-01-07	COTTON STEPHEN	SALE	0.80	4.92K	3.93K	633.21K
2020-01-07	MERRILL JUDD	SALE	0.80	619	495.2	275.87K
2020-01-03	COTTON STEPHEN	SALE	0.71	197.09K	139.93K	619.7K
2020-01-03	MERRILL JUDD	SALE	0.71	106.03K	75.28K	274.18K
2019-08-21	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
2019-08-20	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
2019-08-08	YOSUFZAI S. SHARIQ	PURCHASE	1.67	10K	16.7K	71.95K
2019-08-07	DIVITO VINCENT L	PURCHASE	1.64	3.05K	5K	44.68K
2019-08-06	MELINE SUSANNE	PURCHASE	1.55	2K	3.1K	11.32K
2019-06-14	COTTON STEPHEN	PURCHASE	1.50	10K	15.05K	216.46K
2019-06-14	MERRILL JUDD	PURCHASE	1.50	2K	2.99K	20.9K
2019-05-16	KAPOOR SUSHIL	PURCHASE	1.92	5K	9.6K	45.81K
2019-03-07	GIBSON GAYLE J	PURCHASE	3.95	7.78K	30.74K	7.78K
2019-01-17	MERRILL JUDD	PURCHASE	1.90	5K	9.5K	18.9K
2019-01-17	YOSUFZAI S. SHARIQ	PURCHASE	1.90	10K	19K	38.69K
2019-01-17	PROUTY ERIC A	PURCHASE	1.90	5K	9.5K	25.62K
2019-01-17	DIVITO VINCENT L	PURCHASE	1.90	5K	9.5K	26.13K
2019-01-17	COTTON STEPHEN	PURCHASE	1.90	15K	28.5K	206.46K
2018-08-13	COTTON STEPHEN	PURCHASE	2.49	6.4K	15.97K	80.9K
2018-06-18	YOSUFZAI S. SHARIQ	PURCHASE	2.85	5.26K	14.99K	5.26K
2018-06-18	FRANCIS KNUETTEL II	PURCHASE	2.85	5K	14.25K	162.5K
2018-06-18	KAPOOR SUSHIL	PURCHASE	2.85	15K	42.75K	19K
2018-06-18	DIVITO VINCENT L	PURCHASE	2.85	3.51K	9.99K	5.51K
2018-06-18	COTTON STEPHEN	PURCHASE	2.85	30K	85.5K	74.5K
2018-06-18	PROUTY ERIC A	PURCHASE	2.85	5K	14.25K	5K
2018-06-18	SLADE MARK	PURCHASE	2.85	10.53K	30K	38.03K
2018-06-15	FRANCIS KNUETTEL II	PURCHASE	3.34	2.5K	8.34K	157.5K
2017-05-12	DIVITO VINCENT L	PURCHASE	12.58	1K	12.58K	2K
2017-05-09	INTERSTATE BATTERIES, INC.	SALE	16.78	32.5K	545.19K	473.83K
2017-05-08	INTERSTATE BATTERIES, INC.	SALE	17.09	40.28K	688.62K	506.33K
2017-05-08	MURPHY THOMAS MICHAEL	SALE	17.52	20K	350.37K	725.46K
2017-05-04	INTERSTATE BATTERIES, INC.	SALE	17.62	4.5K	79.28K	546.61K
2017-05-03	INTERSTATE BATTERIES, INC.	SALE	17.09	48.33K	826.05K	551.11K
2017-05-02	INTERSTATE BATTERIES, INC.	SALE	16.79	42.5K	713.51K	599.44K
2017-05-01	MOULD SELWYN	SALE	16.53	20K	330.69K	725.46K
2017-04-28	INTERSTATE BATTERIES, INC.	SALE	16.67	8.61K	143.56K	641.94K
2017-04-27	INTERSTATE BATTERIES, INC.	SALE	16.95	17.9K	303.47K	650.55K
2017-04-25	INTERSTATE BATTERIES, INC.	SALE	16.63	31.6K	525.37K	668.45K
2017-04-24	INTERSTATE BATTERIES, INC.	SALE	16.48	2.2K	36.25K	700.05K
2017-04-19	COTTON STEPHEN	SALE	17.26	4.42K	76.21K	93.29K
2017-04-10	MURPHY THOMAS MICHAEL	SALE	17.25	20K	345.05K	745.46K
2017-04-03	MOULD SELWYN	SALE	18.92	20K	378.36K	745.46K
2017-03-22	COTTON STEPHEN	SALE	17.84	4.42K	78.76K	97.71K
2017-03-08	DIVITO VINCENT L	PURCHASE	17.25	1K	17.25K	1K
2017-03-08	MURPHY THOMAS MICHAEL	SALE	17.24	20K	344.77K	765.46K
2017-03-07	MOULD SELWYN	SALE	17.03	20K	340.58K	765.46K
2016-11-16	SLADE MARK	PURCHASE	10.00	7.5K	75K	27.5K
2016-11-16	CLARKE STEPHEN R.	PURCHASE	10.00	20K	200K	1.03M
2015-08-24	CLARKE STEPHEN R.	PURCHASE	4.73	2.5K	11.82K	1.01M
2015-08-24	COTTON STEPHEN	PURCHASE	4.73	2.5K	11.82K	105.12K
2015-08-21	CLARKE STEPHEN R.	PURCHASE	4.95	2.5K	12.39K	1.01M
2015-08-21	COTTON STEPHEN	PURCHASE	4.95	2.5K	12.39K	102.62K
2015-07-31	SLADE MARK	PURCHASE	5.00	20K	100K	20K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE425K5

SALES00

NET SHARES425K5

NO. OF SHARES HELD425K5

% NET SHARES0%0%

Frequently Asked Questions

AQMS Stock Outstanding Shares

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares5.26

Short Percent Of Float5.49

Shares Outstanding7.13M

Shares Float6.79M

Shares Short374.92K

Short Ratio4.13

5.49%

Short % of Float

5.26%

Short % of Shares Outstanding

Market Insider AQMS

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

8.25% Percentage of Shares held by All Insiders

15.81% Percentage of Shares held by All Institutions

17.23% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
2024-03-31	BALBOA WEALTH PARTNERS	0.01%	12K	6.46K	-200	-1.64%
2024-03-31	BROWN ADVISORY INC	0.02%	14.5K	7.8K	0	0
2024-03-31	BOOTHBAY FUND MANAGEMENT, LLC	0.02%	14.51K	7.81K	510	+3.64%
2024-03-31	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	20.94K	11.27K	9.35K	+80.73%
2024-03-31	COMMONWEALTH EQUITY SERVICES, LLC	0.02%	21.4K	12K	21.4K	+100.00%
2024-03-31	VIRTU FINANCIAL LLC	0.02%	21.98K	12K	4.28K	+24.15%
2024-03-31	CONTINUUM ADVISORY, LLC	0.03%	25.69K	11.66K	0	0
2024-03-31	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	13.87K	0	0
2024-03-31	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	15.6K	0	0
2024-03-31	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	29.72K	15.99K	-10.06K	-25.29%
2024-03-31	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	28.73K	0	0
2024-03-31	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	33K	0	0
2024-03-31	MORGAN STANLEY	0.06%	60.04K	32.3K	-5.21K	-7.99%
2024-03-31	CREATIVE PLANNING	0.07%	65.8K	35.4K	-100	-0.15%
2024-03-31	KESTRA ADVISORY SERVICES, LLC	0.09%	86.29K	46.43K	-278.3K	-76.33%
2024-03-31	GOLDMAN SACHS GROUP INC	0.12%	111.9K	60.2K	-179.48K	-61.60%
2024-03-31	BAIRD FINANCIAL GROUP, INC.	4.98%	4.68M	2.52M	727.93K	+18.43%
2024-03-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.4%	377.84K	203K	-2K	-0.53%
2024-03-31	BOSTON PARTNERS	0.66%	615.91K	331.36K	85.02K	+16.01%
2024-03-31	GEODE CAPITAL MANAGEMENT, LLC	1.11%	1.04M	558.8K	15.11K	+1.48%
2024-03-31	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	17.16K	0	0
2024-03-31	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	38.53K	0	0
2024-03-31	GROUP ONE TRADING, L.P.	0.04%	34.15K	18.37K	-14.15K	-29.29%
2024-03-31	MERIT FINANCIAL GROUP, LLC	0.04%	35.65K	16.68K	450	+1.28%
2024-03-31	LPL FINANCIAL LLC	0.04%	38.93K	20.95K	-6.24K	-13.81%
2024-03-31	CETERA INVESTMENT ADVISERS	0.05%	43K	23.13K	43K	+100.00%
2024-03-31	CETERA ADVISOR NETWORKS LLC	0.05%	43K	23.13K	0	0
2024-03-31	BLACKROCK INC.	1.3%	1.22M	654.76K	1.39K	+0.11%
2024-03-31	ENVESTNET ASSET MANAGEMENT INC	0.01%	10K	5.38K	10K	+100.00%
2024-03-31	RUSSELL INVESTMENTS GROUP, LTD.	1.76%	1.65M	889.31K	208.43K	+14.43%
2024-03-31	IEQ CAPITAL, LLC	3.44%	3.23M	1.74M	273.71K	+9.25%
2024-03-31	VANGUARD GROUP INC	4.48%	4.21M	2.26M	961	+0.02%
2024-03-31	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	5.38K	0	0
2024-03-31	MUTUAL ADVISORS, LLC	0.01%	10K	5.38K	0	0
2024-03-31	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.01%	7.7K	4.14K	7.7K	+100.00%
2024-03-31	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	2.96K	0	0
2024-03-31	ADVISOR GROUP HOLDINGS, INC.	0.01%	5.1K	2.75K	0	0
2024-03-31	WELLS FARGO & COMPANY/MN	0%	2.83K	1.52K	12	+0.43%
2024-03-31	HUNTINGTON NATIONAL BANK	0%	2K	1.08K	0	0
2024-03-31	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	2K	1.08K	0	0
2024-03-31	PRINCIPAL SECURITIES, INC.	0%	1.1K	592	1.1K	+100.00%
2024-03-31	LOWE WEALTH ADVISORS, LLC	0%	455	245	0	0
2024-03-31	GODSEY & GIBB, INC	0%	50	27	50	+100.00%
2024-03-31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0%	0	-	-23.65K	-100.00%
2024-03-31	CENTAURUS FINANCIAL, INC.	0%	0	-	-10K	-100.00%
2024-03-31	NATIONAL BANK OF CANADA /FI/	0%	0	-	-650	-100.00%
2024-03-31	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-5K	-100.00%
2024-03-31	UBS GROUP AG	0%	0	-	-74.4K	-100.00%
2024-03-31	SUNESIS ADVISORS, LLC	0%	0	-	-50K	-100.00%
2024-03-31	XTX TOPCO LTD	0%	0	-	-33.39K	-100.00%
2024-03-31	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.01%	10K	5.4K	10K	+100.00%
2024-03-31	ROYAL BANK OF CANADA	0.02%	17.27K	9K	-507	-2.85%
2024-03-31	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	10.76K	0	0
2024-03-31	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	20.29K	10.92K	5K	+32.70%
2024-03-31	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.04%	33.7K	18.2K	6K	+21.68%
2024-03-31	HIGHTOWER ADVISORS, LLC	0.05%	43.24K	23K	21.95K	+103.12%
2024-03-31	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	25.34K	0	0
2024-03-31	JANE STREET GROUP, LLC	0.05%	50.86K	27.36K	4.43K	+9.55%
2024-03-31	CITADEL ADVISORS LLC	0.16%	145.96K	78.53K	123.28K	+543.51%
2024-03-31	TITLEIST ASSET MANAGEMENT, LLC	0.18%	168.05K	90.41K	-2.5K	-1.46%
2024-03-31	NORTHERN TRUST CORP	0.21%	197.82K	106.43K	0	0
2024-03-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.22%	202.19K	108.78K	-32.42K	-13.82%
2024-03-31	STATE STREET CORP	0.27%	250.23K	134.63K	0	0
2024-03-31	SQUAREPOINT OPS LLC	0.31%	288.29K	155.1K	189.12K	+190.70%
2024-03-31	AWM INVESTMENT COMPANY, INC.	1.92%	1.8M	968.4K	900K	+100.00%
2024-03-31	MARINER, LLC	0.01%	10K	5.38K	0	0
2024-03-31	BANK OF NEW YORK MELLON CORP	0.01%	10.46K	5.63K	-20.15K	-65.82%
2024-03-31	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	5.65K	0	0
2023-12-31	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	24.24K	0	0
2023-12-31	VANGUARD GROUP INC	4.14%	4.21M	3.2M	46.46K	+1.12%
2023-12-31	BAIRD FINANCIAL GROUP, INC.	3.89%	3.95M	3M	-176.38K	-4.28%
2023-12-31	IEQ CAPITAL, LLC	2.91%	2.96M	2.25M	0	0
2023-12-31	RUSSELL INVESTMENTS GROUP, LTD.	1.42%	1.44M	1.1M	351.18K	+32.12%
2023-12-31	BROWN ADVISORY INC	0.01%	14.5K	11.02K	0	0
2023-12-31	BLACKROCK INC.	1.2%	1.22M	923.88K	5.86K	+0.48%
2023-12-31	GEODE CAPITAL MANAGEMENT, LLC	1.01%	1.02M	777.88K	62.93K	+6.55%
2023-12-31	AWM INVESTMENT COMPANY, INC.	0.89%	900K	684K	0	0
2023-12-31	BOSTON PARTNERS	0.52%	530.89K	403.48K	-87.78K	-14.19%
2023-12-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.37%	379.84K	289K	-23K	-5.71%
2023-12-31	KESTRA ADVISORY SERVICES, LLC	0.36%	364.59K	277.09K	-196.66K	-35.04%
2023-12-31	GOLDMAN SACHS GROUP INC	0.29%	291.38K	221.45K	-412	-0.14%
2023-12-31	STATE STREET CORP	0.25%	250.23K	190.18K	0	0
2023-12-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.23%	234.6K	178.3K	210.29K	+864.81%
2023-12-31	NORTHERN TRUST CORP	0.19%	197.82K	150.35K	0	0
2023-12-31	TITLEIST ASSET MANAGEMENT, LLC	0.17%	170.55K	129.62K	500	+0.29%
2023-12-31	SQUAREPOINT OPS LLC	0.1%	99.17K	75.37K	99.17K	+100.00%
2023-12-31	UBS GROUP AG	0.07%	74.4K	56.54K	15.84K	+27.05%
2023-12-31	MILLENNIUM MANAGEMENT LLC	0.07%	67.61K	51.38K	67.61K	+100.00%
2023-12-31	CREATIVE PLANNING	0.06%	65.9K	50.08K	100	+0.15%
2023-12-31	MORGAN STANLEY	0.06%	65.25K	49.59K	-9.15K	-12.29%
2023-12-31	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	46K	0	0
2023-12-31	DORCHESTER WEALTH MANAGEMENT CO	0.05%	53.4K	40.58K	0	0
2023-12-31	SUNESIS ADVISORS, LLC	0.05%	50K	38K	0	0
2023-12-31	GROUP ONE TRADING, L.P.	0.05%	48.3K	36.71M	-700	-1.43%
2023-12-31	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	35.8K	0	0
2023-12-31	JANE STREET GROUP, LLC	0.05%	46.43K	35.29K	46.43K	+100.00%
2023-12-31	LPL FINANCIAL LLC	0.04%	45.17K	34.33K	13.6K	+43.08%
2023-12-31	CETERA ADVISOR NETWORKS LLC	0.04%	43K	32.68K	0	0
2023-12-31	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.04%	39.78K	30.24K	15.23K	+62.03%
2023-12-31	MERIT FINANCIAL GROUP, LLC	0.03%	35.2K	26.75K	-5.28K	-13.03%
2023-12-31	B. RILEY WEALTH ADVISORS, INC.	0.03%	34.1K	25.92K	0	0
2023-12-31	XTX TOPCO LTD	0.03%	33.39K	25.37K	20.82K	+165.65%
2023-12-31		0.03%	32.72K	24.87K	32.72K	+100.00%
2023-12-31	BANK OF NEW YORK MELLON CORP	0.03%	30.61K	23.26K	0	0
2023-12-31	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	22.04K	0	0
2023-12-31	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.03%	27.7K	21.54K	27.7K	+100.00%
2023-12-31	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	19.59K	0	0
2023-12-31	CONTINUUM ADVISORY, LLC	0.03%	25.69K	19.53K	25.69K	+100.00%
2023-12-31	WOLVERINE TRADING, LLC	0.02%	24.4K	18.54K	400	+1.67%
2023-12-31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.02%	23.65K	17.98K	0	0
2023-12-31	CITADEL ADVISORS LLC	0.02%	17.3K	13.15K	3.1K	+21.83%
2023-12-31	HIGHTOWER ADVISORS, LLC	0.02%	21.29K	16K	0	0
2023-12-31	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	15.2K	0	0
2023-12-31	ROYAL BANK OF CANADA	0.02%	17.77K	13K	507	+2.94%
2023-12-31	VIRTU FINANCIAL LLC	0.02%	17.71K	13K	7.25K	+69.26%
2023-12-31	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	11.62K	0	0
2023-12-31	MARATHON CAPITAL MANAGEMENT	0.01%	15K	11.4K	0	0
2023-12-31	IFP ADVISORS, INC	0.01%	15K	11.4K	0	0
2023-09-30	BAIRD FINANCIAL GROUP, INC.	4.9%	4.13M	-	-363.05K	-8.09%
2023-09-30	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	-	0	0
2023-09-30	ADVISOR GROUP HOLDINGS, INC.	0.01%	9.13K	-	1.83K	+25.13%
2023-09-30	CENTAURUS FINANCIAL, INC.	0.01%	10K	-	10K	+100.00%
2023-09-30	MUTUAL ADVISORS, LLC	0.01%	10K	-	0	0
2023-09-30	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	-	0	0
2023-09-30	WELLS FARGO & COMPANY/MN	0.01%	10.21K	-	181	+1.81%
2023-09-30	VIRTU FINANCIAL LLC	0.01%	10.46K	-	-55.92K	-84.24%
2023-09-30	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	-	10.5K	+100.00%
2023-09-30	BALBOA WEALTH PARTNERS	0.01%	12.2K	-	0	0
2023-09-30	XTX TOPCO LTD	0.01%	12.57K	-	12.57K	+100.00%
2023-09-30	LEDGE WEALTH MANAGEMENT, INC.	0.02%	14.01K	-	0	0
2023-09-30	BROWN ADVISORY INC	0.02%	14.5K	-	0	0
2023-09-30	IFP ADVISORS, INC	0.02%	15K	-	0	0
2023-09-30	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	-	0	0
2023-09-30	ROYAL BANK OF CANADA	0.02%	17.27K	-	-2.03K	-10.53%
2023-09-30	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	-	0	0
2023-09-30	HIGHTOWER ADVISORS, LLC	0.03%	21.29K	-	-2.91K	-12.01%
2023-09-30	TWO SIGMA INVESTMENTS, LP	0.03%	21.6K	-	21.6K	+100.00%
2023-09-30	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	23.65K	-	0	0
2023-09-30	WOLVERINE TRADING, LLC	0.03%	24K	-	-4.6K	-16.08%
2023-09-30	QUBE RESEARCH & TECHNOLOGIES LTD	0.03%	24.32K	-	24.32K	+100.00%
2023-09-30	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	24.55K	-	24.55K	+100.00%
2023-09-30	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	-	0	0
2023-09-30	BANK OF NEW YORK MELLON CORP	0.04%	30.61K	-	1	0.00%
2023-09-30	LPL FINANCIAL LLC	0.04%	31.57K	-	10K	+46.36%
2023-09-30	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	-	0	0
2023-09-30	MERIT FINANCIAL GROUP, LLC	0.05%	40.48K	-	100	+0.25%
2023-09-30	MARINER, LLC	0.05%	42.72K	-	42.72K	+100.00%
2023-09-30	CETERA ADVISOR NETWORKS LLC	0.05%	43K	-	0	0
2023-09-30	JUMP FINANCIAL, LLC	0.05%	46.15K	-	46.15K	+100.00%
2023-09-30	QUANTUM PRIVATE WEALTH, LLC	0.06%	47.1K	-	0	0
2023-09-30	GROUP ONE TRADING, L.P.	0.06%	49K	-	1.5K	+3.16%
2023-09-30	SUNESIS ADVISORS, LLC	0.06%	50K	-	50K	+100.00%
2023-09-30	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	-	53.4K	+100.00%
2023-09-30	BARCLAYS PLC	0.07%	58.38K	-	58.38K	+100.00%
2023-09-30	UBS GROUP AG	0.07%	58.56K	-	27.4K	+87.97%
2023-09-30	CREATIVE PLANNING	0.08%	65.8K	-	0	0
2023-09-30	MORGAN STANLEY	0.09%	74.4K	-	22.49K	+43.34%
2023-09-30	NORTHERN TRUST CORP	0.23%	197.82K	-	76.25K	+62.71%
2023-09-30	GOLDMAN SACHS GROUP INC	0.35%	291.8K	-	279.9K	+2,352.07%
2023-09-30	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.48%	402.84K	-	-19.91K	-4.71%
2023-09-30	KESTRA ADVISORY SERVICES, LLC	0.67%	561.25K	-	527.71K	+1,573.28%
2023-09-30	BOSTON PARTNERS	0.73%	618.67K	-	524.89K	+559.72%
2023-09-30	AWM INVESTMENT COMPANY, INC.	1.07%	900K	-	900K	+100.00%
2023-09-30	GEODE CAPITAL MANAGEMENT, LLC	1.14%	960.37K	-	160.98K	+20.14%
2023-09-30	RUSSELL INVESTMENTS GROUP, LTD.	1.3%	1.09M	-	1.09M	+100.00%
2023-09-30	BLACKROCK INC.	1.44%	1.21M	-	41.74K	+3.57%
2023-09-30	KANEN WEALTH MANAGEMENT LLC	1.74%	1.47M	-	1M	+213.48%
2023-09-30	IEQ CAPITAL, LLC	3.51%	2.96M	-	184.64K	+6.66%

AQMS Insiders

Insiders	Designation	Shares Held
CLARKE STEPHEN R.	President and CEO	1.03M
MOULD SELWYN	Chief Operating Officer	725.46K
MURPHY THOMAS MICHAEL	Chief Financial Officer	725.46K
INTERSTATE BATTERIES, INC.	10 percent owner	473.83K
COTTON STEPHEN	Chief Executive Officer	175K
FRANCIS KNUETTEL II	Chief Financial Officer	162.5K
MERRILL JUDD	Chief Financial Officer	125K
KANEN DAVID	director	117.11K
YI SUNG	director	75K
YOSUFZAI S. SHARIQ	director	54.11K
TAECKER BENJAMIN S.	Chief Eng and Opr Officer	50K
KAPOOR SUSHIL	director	45.81K
SLADE MARK	director	38.03K
DIVITO VINCENT L	director	37.5K
ZHANG PEIFANG	director	37.5K
GIBSON GAYLE J	director	32.55K
PROUTY ERIC A	director	25.62K
MCMURTRY DAVID	Chief Business Officer	25K
SMITH EDWARD J	director	25K
MELINE SUSANNE	director	11.32K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
2024-12-19	DIVITO VINCENT L	PURCHASE	1.92	37.5K	72K	37.5K
2024-12-19	TAECKER BENJAMIN S.	PURCHASE	1.92	50K	96K	50K
2024-12-19	ZHANG PEIFANG	PURCHASE	1.92	37.5K	72K	37.5K
2024-12-19	COTTON STEPHEN	PURCHASE	1.92	175K	336K	175K
2024-12-19	MERRILL JUDD	PURCHASE	1.92	125K	240K	125K
2024-05-14	MERRILL JUDD	PURCHASE	0.39	37.5K	14.63K	37.5K
2024-05-14	MCMURTRY DAVID	PURCHASE	0.39	25K	9.75K	25K
2024-05-14	DIVITO VINCENT L	PURCHASE	0.39	62.5K	24.38K	62.5K
2024-05-14	YI SUNG	PURCHASE	0.39	75K	29.25K	75K
2024-05-14	SMITH EDWARD J	PURCHASE	0.39	25K	9.75K	25K
2024-05-14	ZHANG PEIFANG	PURCHASE	0.39	62.5K	24.38K	62.5K
2024-05-14	TAECKER BENJAMIN S.	PURCHASE	0.39	25K	9.75K	25K
2024-05-14	COTTON STEPHEN	PURCHASE	0.39	250K	97.5K	250K
2023-11-17	DIVITO VINCENT L	PURCHASE	0.89	5K	4.45K	339.59K
2023-07-19	SMITH EDWARD J	PURCHASE	1.10	90.5K	99.55K	309.05K
2023-07-19	ZHANG PEIFANG	PURCHASE	1.10	72.9K	80.19K	251.05K
2023-07-19	DIVITO VINCENT L	PURCHASE	1.10	9K	9.9K	334.59K
2022-12-29	ZHANG PEIFANG	PURCHASE	0.99	10K	9.9K	133.1K
2022-12-28	KANEN DAVID	PURCHASE	0.75	8.55K	6.41K	117.11K
2022-12-27	KANEN DAVID	PURCHASE	0.73	37.75K	27.56K	108.56K
2022-12-23	KANEN DAVID	PURCHASE	0.71	70.81K	50.28K	70.81K
2022-12-23	DIVITO VINCENT L	PURCHASE	0.69	10K	6.9K	257.41K
2022-12-23	ZHANG PEIFANG	PURCHASE	0.70	50K	35K	123.1K
2022-12-14	SMITH EDWARD J	PURCHASE	0.64	100K	64K	173.1K
2022-07-08	TAECKER BENJAMIN S.	SALE	0.77	49.56K	38.16K	365.09K
2022-07-08	COTTON STEPHEN	SALE	0.77	283.76K	218.49K	3.79M
2022-03-24	TAECKER BENJAMIN S.	SALE	1.41	13.43K	18.94K	414.65K
2022-03-24	COTTON STEPHEN	SALE	1.41	100.61K	141.85K	4.07M
2022-01-05	COTTON STEPHEN	SALE	1.27	124.47K	158.08K	4.17M
2022-01-05	TAECKER BENJAMIN S.	SALE	1.27	35.68K	45.31K	428.08K
2021-07-02	MERRILL JUDD	SALE	2.71	85.31K	231.19K	482.25K
2021-07-02	COTTON STEPHEN	SALE	2.71	193.17K	523.5K	1.48M
2021-03-24	MERRILL JUDD	SALE	3.88	17.39K	67.48K	405.12K
2021-03-24	COTTON STEPHEN	SALE	3.88	87.66K	340.12K	1.22M
2021-03-02	MERRILL JUDD	SALE	5.15	46.73K	240.63K	380.84K
2021-03-02	COTTON STEPHEN	SALE	5.02	187.46K	941.05K	1.09M
2021-03-02	YOSUFZAI S. SHARIQ	SALE	4.80	150K	720K	54.11K
2021-03-01	COTTON STEPHEN	SALE	5.15	45K	231.75K	1.09M
2021-01-04	COTTON STEPHEN	SALE	3.36	69.87K	234.78K	1.09M
2021-01-04	MERRILL JUDD	SALE	3.36	41.77K	140.36K	380.84K
2020-08-07	COTTON STEPHEN	PURCHASE	1.04	721	749.84	863.07K
2020-08-07	MERRILL JUDD	PURCHASE	1.04	481	500.24	314.05K
2020-07-24	MERRILL JUDD	PURCHASE	1.12	446	499.52	313.57K
2020-07-24	COTTON STEPHEN	PURCHASE	1.12	670	750.4	862.35K
2020-07-10	MERRILL JUDD	PURCHASE	1.11	450	499.5	313.12K
2020-07-10	COTTON STEPHEN	PURCHASE	1.11	676	750.36	861.68K
2020-07-02	MERRILL JUDD	SALE	1.15	61.45K	70.66K	312.67K
2020-07-02	COTTON STEPHEN	SALE	1.15	169.61K	195.05K	861K
2020-06-26	MERRILL JUDD	PURCHASE	1.10	455	500.5	265.55K
2020-06-26	COTTON STEPHEN	PURCHASE	1.10	682	750.2	730.93K
2020-06-17	DIVITO VINCENT L	PURCHASE	1.01	1K	1.01K	74.88K
2020-06-12	COTTON STEPHEN	PURCHASE	0.86	872	749.92	730.25K
2020-06-09	MERRILL JUDD	PURCHASE	1.05	2.4K	2.52K	260.1K
2020-06-08	COTTON STEPHEN	PURCHASE	0.87	50.07K	43.56K	729.38K
2020-06-08	MERRILL JUDD	PURCHASE	0.87	100	87	257.7K
2020-03-23	COTTON STEPHEN	SALE	0.39	13.32K	5.19K	679.31K
2020-01-07	COTTON STEPHEN	SALE	0.80	4.92K	3.93K	633.21K
2020-01-07	MERRILL JUDD	SALE	0.80	619	495.2	275.87K
2020-01-03	COTTON STEPHEN	SALE	0.71	197.09K	139.93K	619.7K
2020-01-03	MERRILL JUDD	SALE	0.71	106.03K	75.28K	274.18K
2019-08-21	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
2019-08-20	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
2019-08-08	YOSUFZAI S. SHARIQ	PURCHASE	1.67	10K	16.7K	71.95K
2019-08-07	DIVITO VINCENT L	PURCHASE	1.64	3.05K	5K	44.68K
2019-08-06	MELINE SUSANNE	PURCHASE	1.55	2K	3.1K	11.32K
2019-06-14	COTTON STEPHEN	PURCHASE	1.50	10K	15.05K	216.46K
2019-06-14	MERRILL JUDD	PURCHASE	1.50	2K	2.99K	20.9K
2019-05-16	KAPOOR SUSHIL	PURCHASE	1.92	5K	9.6K	45.81K
2019-03-07	GIBSON GAYLE J	PURCHASE	3.95	7.78K	30.74K	7.78K
2019-01-17	MERRILL JUDD	PURCHASE	1.90	5K	9.5K	18.9K
2019-01-17	YOSUFZAI S. SHARIQ	PURCHASE	1.90	10K	19K	38.69K
2019-01-17	PROUTY ERIC A	PURCHASE	1.90	5K	9.5K	25.62K
2019-01-17	DIVITO VINCENT L	PURCHASE	1.90	5K	9.5K	26.13K
2019-01-17	COTTON STEPHEN	PURCHASE	1.90	15K	28.5K	206.46K
2018-08-13	COTTON STEPHEN	PURCHASE	2.49	6.4K	15.97K	80.9K
2018-06-18	YOSUFZAI S. SHARIQ	PURCHASE	2.85	5.26K	14.99K	5.26K
2018-06-18	FRANCIS KNUETTEL II	PURCHASE	2.85	5K	14.25K	162.5K
2018-06-18	KAPOOR SUSHIL	PURCHASE	2.85	15K	42.75K	19K
2018-06-18	DIVITO VINCENT L	PURCHASE	2.85	3.51K	9.99K	5.51K
2018-06-18	COTTON STEPHEN	PURCHASE	2.85	30K	85.5K	74.5K
2018-06-18	PROUTY ERIC A	PURCHASE	2.85	5K	14.25K	5K
2018-06-18	SLADE MARK	PURCHASE	2.85	10.53K	30K	38.03K
2018-06-15	FRANCIS KNUETTEL II	PURCHASE	3.34	2.5K	8.34K	157.5K
2017-05-12	DIVITO VINCENT L	PURCHASE	12.58	1K	12.58K	2K
2017-05-09	INTERSTATE BATTERIES, INC.	SALE	16.78	32.5K	545.19K	473.83K
2017-05-08	INTERSTATE BATTERIES, INC.	SALE	17.09	40.28K	688.62K	506.33K
2017-05-08	MURPHY THOMAS MICHAEL	SALE	17.52	20K	350.37K	725.46K
2017-05-04	INTERSTATE BATTERIES, INC.	SALE	17.62	4.5K	79.28K	546.61K
2017-05-03	INTERSTATE BATTERIES, INC.	SALE	17.09	48.33K	826.05K	551.11K
2017-05-02	INTERSTATE BATTERIES, INC.	SALE	16.79	42.5K	713.51K	599.44K
2017-05-01	MOULD SELWYN	SALE	16.53	20K	330.69K	725.46K
2017-04-28	INTERSTATE BATTERIES, INC.	SALE	16.67	8.61K	143.56K	641.94K
2017-04-27	INTERSTATE BATTERIES, INC.	SALE	16.95	17.9K	303.47K	650.55K
2017-04-25	INTERSTATE BATTERIES, INC.	SALE	16.63	31.6K	525.37K	668.45K
2017-04-24	INTERSTATE BATTERIES, INC.	SALE	16.48	2.2K	36.25K	700.05K
2017-04-19	COTTON STEPHEN	SALE	17.26	4.42K	76.21K	93.29K
2017-04-10	MURPHY THOMAS MICHAEL	SALE	17.25	20K	345.05K	745.46K
2017-04-03	MOULD SELWYN	SALE	18.92	20K	378.36K	745.46K
2017-03-22	COTTON STEPHEN	SALE	17.84	4.42K	78.76K	97.71K
2017-03-08	DIVITO VINCENT L	PURCHASE	17.25	1K	17.25K	1K
2017-03-08	MURPHY THOMAS MICHAEL	SALE	17.24	20K	344.77K	765.46K
2017-03-07	MOULD SELWYN	SALE	17.03	20K	340.58K	765.46K
2016-11-16	SLADE MARK	PURCHASE	10.00	7.5K	75K	27.5K
2016-11-16	CLARKE STEPHEN R.	PURCHASE	10.00	20K	200K	1.03M
2015-08-24	CLARKE STEPHEN R.	PURCHASE	4.73	2.5K	11.82K	1.01M
2015-08-24	COTTON STEPHEN	PURCHASE	4.73	2.5K	11.82K	105.12K
2015-08-21	CLARKE STEPHEN R.	PURCHASE	4.95	2.5K	12.39K	1.01M
2015-08-21	COTTON STEPHEN	PURCHASE	4.95	2.5K	12.39K	102.62K
2015-07-31	SLADE MARK	PURCHASE	5.00	20K	100K	20K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE425K5

SALES00

NET SHARES425K5

NO. OF SHARES HELD425K5

% NET SHARES0%0%

AQMS Stock Ownership Breakdown

Aqua Metals, Inc.

AQMS Stock Outstanding Shares

Market Insider AQMS

Institutional Ownership

AQMS Insiders

Buying/Selling by Insiders

Insider Transaction Summary (6 Months)

Frequently Asked Questions

AQMS Stock Outstanding Shares

Market Insider AQMS

Institutional Ownership

AQMS Insiders

Buying/Selling by Insiders

Insider Transaction Summary (6 Months)

Frequently Asked Questions