Gladstone Investment (GAIN) insider trading activity: Get Latest News Today

GAIN Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider GAIN

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

2.05% Percentage of Shares held by All Insiders

14.16% Percentage of Shares held by All Institutions

14.45% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 14.16% of GAIN shares are held by financial institutions. MERCER GLOBAL ADVISORS INC /ADV is the top corporate investor, holding 12.95K shares valued at $184.00K. A 0.04% stake in Gladstone Investment Corporation is owned by the company. LINDBROOK CAPITAL, LLC owns 835 shares valued at $11.88K, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
2024-03-31	MERCER GLOBAL ADVISORS INC /ADV	0.04%	12.95K	184K	1.1K	+9.29%
2024-03-31	LINDBROOK CAPITAL, LLC	0%	835	11.88K	-33	-3.80%
2024-03-31	MELIA WEALTH LLC	2.62%	945.54K	13.46M	945.54K	+100.00%
2024-03-31	OUTFITTER FINANCIAL LLC	0.57%	207.55K	2.95M	-6.25K	-2.92%
2024-03-31	DAVENPORT & CO LLC	0.57%	206.84K	2.94M	-1K	-0.48%
2024-03-31	WEDBUSH SECURITIES INC	0.08%	28.49K	405K	-1.77K	-5.85%
2024-03-31	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	12.77K	182K	-154	-1.19%
2024-03-31	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	11.8K	167.91K	11.8K	+100.00%
2024-03-31	CAPTRUST FINANCIAL ADVISORS	0.03%	12K	170.76K	0	0
2024-03-31	EVERGREEN CAPITAL MANAGEMENT LLC	0.03%	10.37K	147.61K	10.37K	+100.00%
2024-03-31	VAN ECK ASSOCIATES CORP	1.95%	704.35K	10.02M	85.79K	+13.87%
2024-03-31	LEGAL & GENERAL GROUP PLC	0.77%	276.29K	3.93M	18.86K	+7.32%
2024-03-31	MARSHALL WACE, LLP	0.67%	240.3K	3.42M	92.98K	+63.12%
2024-03-31	TWO SIGMA INVESTMENTS, LP	0.65%	224.33K	3.19M	-76.31K	-25.38%
2024-03-31	TWO SIGMA ADVISERS, LP	0.64%	221.54K	3.15M	-38.7K	-14.87%
2024-03-31	BLACKROCK INC.	0.52%	177.14K	2.52M	4.35K	+2.52%
2024-03-31	ADVISORS ASSET MANAGEMENT, INC.	0.47%	162.49K	2.31M	10.02K	+6.57%
2024-03-31	BLAIR WILLIAM & CO/IL	0.45%	154.86K	2.2M	335	+0.22%
2024-03-31	LPL FINANCIAL LLC	0.45%	153.07K	2.18M	-12.77K	-7.70%
2024-03-31	MORGAN STANLEY	0.33%	113.09K	1.61M	15.85K	+16.29%
2024-03-31	MILLENNIUM MANAGEMENT LLC	0.32%	109.39K	1.56M	-36K	-24.76%
2024-03-31	PFG ADVISORS	0.29%	103.3K	1.47M	-500	-0.48%
2024-03-31	BAIRD FINANCIAL GROUP, INC.	0.26%	92.35K	1.31M	-8.59K	-8.51%
2024-03-31	ATLANTIC UNION BANKSHARES CORP	0.25%	90.06K	1.28M	-2.2K	-2.38%
2024-03-31	ROYAL BANK OF CANADA	0.21%	72.41K	1.03M	788	+1.10%
2024-03-31	CITADEL ADVISORS LLC	0.21%	70.47K	1M	18.82K	+36.44%
2024-03-31	ALBERT D MASON INC	0.19%	68.54K	975K	704	+1.04%
2024-03-31	UNITED ADVISOR GROUP, LLC	0.16%	59.45K	845.92K	24.02K	+67.80%
2024-03-31	RAYMOND JAMES & ASSOCIATES	0.14%	48.01K	683.22K	-1.59K	-3.20%
2024-03-31	GARNER ASSET MANAGEMENT CORP	0.11%	41.33K	588K	3.45K	+9.11%
2024-03-31	VIRTUS ETF ADVISERS LLC	0.11%	40.28K	573.11K	18.28K	+83.09%
2024-03-31	PROSPERITY FINANCIAL GROUP, INC.	0.1%	36.8K	523.66K	-250	-0.67%
2024-03-31	UBS GROUP AG	0.1%	34.66K	493.17K	3.86K	+12.54%
2024-03-31	COMMONWEALTH EQUITY SERVICES, LLC	0.1%	35.62K	507K	35.62K	+100.00%
2024-03-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.09%	33.04K	470.17K	24.95K	+308.42%
2024-03-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	29.98K	427K	-329	-1.09%
2024-03-31	SOUND INCOME STRATEGIES, LLC	0.08%	27.76K	395.07K	-3.36K	-10.80%
2024-03-31	PRIVATE ADVISOR GROUP, LLC	0.07%	25.64K	364.87K	-33	-0.13%
2024-03-31	JANNEY MONTGOMERY SCOTT LLC	0.07%	23.06K	328K	-774	-3.25%
2024-03-31	JOHNSON INVESTMENT COUNSEL INC	0.06%	21.79K	310.1K	-790	-3.50%
2024-03-31	ADVISOR GROUP HOLDINGS, INC.	0.06%	20.06K	285.48K	-1.41K	-6.55%
2024-03-31	TREXQUANT INVESTMENT LP	0.05%	19.78K	281.47K	9.11K	+85.29%
2024-03-31	JUMP FINANCIAL, LLC	0.05%	17.14K	243.86K	-3.66K	-17.61%
2024-03-31	NATIXIS	0.04%	15.19K	216.18K	0	0
2024-03-31	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.04%	14K	199.18K	-3.46K	-19.80%
2024-03-31	CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	14.38K	204.7K	200	+1.41%
2024-03-31	VIRTU FINANCIAL LLC	0.04%	13.94K	198K	13.94K	+100.00%
2024-03-31	CALDWELL SUTTER CAPITAL, INC.	0.04%	13.56K	192.96K	-405	-2.90%
2024-03-31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.03%	10.33K	144.86K	135	+1.32%
2024-03-31	MONOGRAPH WEALTH ADVISORS, LLC	0.03%	10K	142.3K	10K	+100.00%
2024-03-31	STATE OF WYOMING	0.02%	8.48K	120.71K	-5.44K	-39.08%
2024-03-31	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	5K	71.15K	0	0
2024-03-31	WELLS FARGO & COMPANY/MN	0.01%	4.85K	68.99K	-5.8K	-54.47%
2024-03-31	NORTHWEST FINANCIAL ADVISORS	0.01%	4K	56.92K	0	0
2024-03-31	SIGNATUREFD, LLC	0.01%	2.39K	33.97K	-385	-13.89%
2024-03-31	FNY INVESTMENT ADVISERS, LLC	0%	1.4K	19K	1.4K	+100.00%
2024-03-31	EVERSOURCE WEALTH ADVISORS, LLC	0%	1.2K	16.98K	0	0
2024-03-31	SIMPLEX TRADING, LLC	0%	1.17K	16K	176	+17.71%
2024-03-31	NATIONAL BANK OF CANADA /FI/	0%	1K	14.2K	1K	+100.00%
2024-03-31	ENTRYPOINT CAPITAL, LLC	0%	923	13.13K	-3.83K	-80.58%
2024-03-31	CITIGROUP INC	0%	894	12.72K	302	+51.01%
2024-03-31	PNC FINANCIAL SERVICES GROUP, INC.	0%	850	12.1K	0	0
2023-12-31	CITADEL ADVISORS LLC	0.15%	51.65K	730.81K	-38.58K	-42.76%
2023-12-31	RAYMOND JAMES & ASSOCIATES	0.14%	49.6K	701.84K	22.17K	+80.84%
2023-12-31	D. E. SHAW & CO., INC.	0.13%	42.98K	608.15K	42.98K	+100.00%
2023-12-31	GARNER ASSET MANAGEMENT CORP	0.11%	37.88K	511.22K	-3.81K	-9.14%
2023-12-31		0.04%	15.44K	218.46K	15.44K	+100.00%
2023-12-31	WINTON GROUP LTD	0.11%	36.87K	521.73K	7.88K	+27.19%
2023-12-31	SOUND INCOME STRATEGIES, LLC	0.09%	31.12K	440.39K	31.12K	+100.00%
2023-12-31	UBS GROUP AG	0.09%	30.8K	435.75K	-1.91K	-5.83%
2023-12-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	30.31K	425K	-2.97K	-8.93%
2023-12-31	WEDBUSH SECURITIES INC	0.09%	30.27K	428K	1.09K	+3.73%
2023-12-31	PRIVATE ADVISOR GROUP, LLC	0.07%	25.67K	363.28K	9.5K	+58.78%
2023-12-31	JANNEY MONTGOMERY SCOTT LLC	0.07%	23.83K	337K	-961	-3.88%
2023-12-31	JOHNSON INVESTMENT COUNSEL INC	0.07%	22.58K	319.54K	790	+3.63%
2023-12-31	VIRTUS ETF ADVISERS LLC	0.06%	22K	311.26K	-15.63K	-41.55%
2023-12-31	ADVISOR GROUP HOLDINGS, INC.	0.06%	21.47K	303.77K	-169.4K	-88.75%
2023-12-31	JUMP FINANCIAL, LLC	0.06%	20.8K	294.32K	20.8K	+100.00%
2023-12-31	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.05%	17.45K	246.96K	17.45K	+100.00%
2023-12-31	GOLDMAN SACHS GROUP INC	0.05%	16.81K	237.89K	3.5K	+26.24%
2023-12-31	NATIXIS	0.04%	15.19K	214.97K	0	0
2023-12-31	AMERIPRISE FINANCIAL INC	0.04%	14.9K	207.35K	4.79K	+47.43%
2023-12-31	CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	14.18K	209.22K	0	0
2023-12-31	CALDWELL SUTTER CAPITAL, INC.	0.04%	13.97K	197.61K	-307	-2.15%
2023-12-31	BOOTHBAY FUND MANAGEMENT, LLC	0.04%	13.93K	197.11K	13.93K	+100.00%
2023-12-31	STATE OF WYOMING	0.04%	13.93K	197.04K	2.94K	+26.78%
2023-12-31	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	12.92K	183K	12.92K	+100.00%
2023-12-31	QUANTBOT TECHNOLOGIES LP	0.04%	12.81K	181.19K	12.81K	+100.00%
2023-12-31	CAPTRUST FINANCIAL ADVISORS	0.03%	12K	169.8K	371	+3.19%
2023-12-31	MERCER GLOBAL ADVISORS INC /ADV	0.03%	11.85K	168K	11.85K	+100.00%
2023-12-31	VAN ECK ASSOCIATES CORP	1.8%	618.56K	8.75M	58.93K	+10.53%
2023-12-31	TWO SIGMA INVESTMENTS, LP	0.88%	300.65K	4.25M	131.01K	+77.23%
2023-12-31	TWO SIGMA ADVISERS, LP	0.76%	260.24K	3.68M	98.8K	+61.20%
2023-12-31	LEGAL & GENERAL GROUP PLC	0.75%	257.44K	3.64M	15.87K	+6.57%
2023-12-31	OUTFITTER FINANCIAL LLC	0.62%	213.8K	3.03M	-1K	-0.47%
2023-12-31	DAVENPORT & CO LLC	0.61%	207.84K	2.94M	-7.6K	-3.53%
2023-12-31	BLACKROCK INC.	0.5%	172.78K	2.44M	28.89K	+20.07%
2023-12-31	LPL FINANCIAL LLC	0.48%	165.84K	2.35M	-20.72K	-11.11%
2023-12-31	BLAIR WILLIAM & CO/IL	0.45%	154.53K	2.19M	1.1K	+0.72%
2023-12-31	ADVISORS ASSET MANAGEMENT, INC.	0.44%	152.47K	2.16M	-61.77K	-28.83%
2023-12-31	MARSHALL WACE, LLP	0.43%	147.32K	2.08M	135.63K	+1,160.10%
2023-12-31	MILLENNIUM MANAGEMENT LLC	0.42%	145.39K	2.06M	53.29K	+57.86%
2023-12-31	PFG ADVISORS	0.3%	103.8K	1.47M	-21.35K	-17.06%
2023-12-31	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.3%	102.49K	1.45M	5.05K	+5.18%
2023-12-31	BAIRD FINANCIAL GROUP, INC.	0.29%	100.94K	1.43M	-2.24K	-2.17%
2023-12-31	MORGAN STANLEY	0.28%	97.25K	1.38M	13.99K	+16.80%
2023-12-31	ATLANTIC UNION BANKSHARES CORP	0.27%	92.26K	1.31M	-800	-0.86%
2023-12-31	ROYAL BANK OF CANADA	0.21%	71.62K	1.01M	612	+0.86%
2023-12-31	ALBERT D MASON INC	0.2%	67.84K	960K	-224	-0.33%

GAIN Insiders

Among the GAIN insiders holding of 2.05% of the stake in company, GLADSTONE DAVID, CEO, holds the largest shares of 666.55K. DULLUM DAVID A R, President, is the second largest GAIN insider with ownership of 149.92K shares. WILKINSON WALTER H, director, stands third with possession of 26.15K shares of that stake.

Insiders	Designation	Shares Held
GLADSTONE DAVID	CEO	666.55K
DULLUM DAVID A R	President	149.92K
WILKINSON WALTER H	director	26.15K
BRUBAKER TERRY LEE	Chief Operating Officer	16.23K
MEAD GERARD	director	12.47K
WATSON DAVID HIBBERT	CFO and Treasurer	11.58K
LICALSI MICHAEL	General Counsel and Secretary	9.14K
RYAN JULIA	Chief Financial Officer	4K
REILLY JOHN	director	4K
ADELGREN PAUL W	director	3.72K
MERRICK CAREN D	director	1.97K
EASTON RACHAEL Z.	CFO and Treasurer	1.4K
SMITH JENNIFER A	Chief Valuation Officer	100

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
2023-11-06	EASTON RACHAEL Z.	PURCHASE	14.67	650	9.54K	1.4K
2023-08-07	DULLUM DAVID A R	PURCHASE	13.39	5K	66.97K	149.92K
2023-03-16	EASTON RACHAEL Z.	PURCHASE	13.12	375	4.92K	750
2023-03-14	DULLUM DAVID A R	PURCHASE	12.84	3K	38.52K	144.92K
2023-02-06	WILKINSON WALTER H	PURCHASE	13.96	3.66K	51.11K	26.15K
2022-12-16	DULLUM DAVID A R	PURCHASE	13.06	3K	39.18K	141.92K
2022-08-19	SMITH JENNIFER A	PURCHASE	15.61	100	1.56K	100
2022-06-14	DULLUM DAVID A R	PURCHASE	12.75	4K	51K	138.92K
2022-05-20	EASTON RACHAEL Z.	PURCHASE	14.52	175	2.54K	375
2022-02-24	DULLUM DAVID A R	PURCHASE	14.46	3K	43.38K	132.42K
2022-02-23	EASTON RACHAEL Z.	PURCHASE	14.93	200	2.99K	200
2021-12-03	DULLUM DAVID A R	PURCHASE	16.54	3K	49.62K	129.42K
2020-03-23	BRUBAKER TERRY LEE	PURCHASE	6.83	2.5K	17.07K	16.23K
2020-03-23	DULLUM DAVID A R	PURCHASE	6.80	2.5K	17K	126.42K
2020-03-20	RYAN JULIA	PURCHASE	8.18	2.5K	20.44K	4K
2020-03-19	BRUBAKER TERRY LEE	PURCHASE	6.73	2.5K	16.83K	13.73K
2020-03-18	BRUBAKER TERRY LEE	PURCHASE	7.35	2.5K	18.38K	11.23K
2020-03-18	DULLUM DAVID A R	PURCHASE	7.20	8K	57.6K	123.92K
2020-03-16	LICALSI MICHAEL	PURCHASE	8.73	1K	8.73K	9.14K
2020-03-12	DULLUM DAVID A R	PURCHASE	8.99	5K	44.95K	115.92K
2020-03-11	DULLUM DAVID A R	PURCHASE	10.49	10K	104.9K	110.92K
2020-03-02	DULLUM DAVID A R	PURCHASE	11.86	3.3K	39.14K	100.92K
2019-09-13	DULLUM DAVID A R	PURCHASE	12.44	2.4K	29.86K	97.62K
2019-09-09	GLADSTONE DAVID	PURCHASE	11.99	20.58K	246.77K	666.55K
2019-08-16	BRUBAKER TERRY LEE	SALE	11.52	21.5K	247.7K	8.73K
2019-08-14	BRUBAKER TERRY LEE	SALE	11.38	21.5K	244.69K	30.24K
2019-06-04	DULLUM DAVID A R	PURCHASE	11.10	2K	22.2K	95.22K
2018-12-12	DULLUM DAVID A R	PURCHASE	9.90	1.4K	13.86K	93.22K
2018-11-08	RYAN JULIA	PURCHASE	9.98	1.5K	14.97K	1.5K
2018-11-08	DULLUM DAVID A R	PURCHASE	9.94	5.6K	55.66K	91.82K
2018-03-05	DULLUM DAVID A R	PURCHASE	9.56	5K	47.8K	86.22K
2017-11-28	WILKINSON WALTER H	PURCHASE	10.84	5.73K	62.11K	14.42K
2017-06-14	GLADSTONE DAVID	PURCHASE	9.26	4K	37.03K	625.97K
2017-03-13	GLADSTONE DAVID	PURCHASE	8.70	5K	43.48K	621.97K
2017-03-13	DULLUM DAVID A R	PURCHASE	8.77	5K	43.84K	81.22K
2017-03-09	DULLUM DAVID A R	PURCHASE	8.49	3.1K	26.32K	75.32K
2017-03-06	BRUBAKER TERRY LEE	SALE	9.18	104.94K	963.31K	34.98K
2017-03-03	BRUBAKER TERRY LEE	SALE	9.20	59.96K	551.66K	139.92K
2016-11-07	DULLUM DAVID A R	PURCHASE	7.65	4K	30.6K	73.57K
2016-08-16	BRUBAKER TERRY LEE	SALE	8.78	15.32K	134.47K	198.86K
2016-08-15	BRUBAKER TERRY LEE	SALE	8.74	4.38K	38.27K	0
2016-08-12	BRUBAKER TERRY LEE	SALE	8.67	5.4K	46.83K	4.38K
2016-02-08	DULLUM DAVID A R	PURCHASE	6.69	5K	33.45K	69.57K
2015-12-14	GLADSTONE DAVID	PURCHASE	7.53	90K	677.7K	616.97K
2015-06-15	GLADSTONE DAVID	PURCHASE	7.90	1.1K	8.65K	369.57K
2015-06-01	MERRICK CAREN D	PURCHASE	7.63	1.97K	14.99K	1.97K
2015-03-13	WILKINSON WALTER H	PURCHASE	7.39	6.75K	49.88K	6.75K
2014-12-09	DULLUM DAVID A R	PURCHASE	7.00	5K	35K	64.57K
2014-12-09	WATSON DAVID HIBBERT	PURCHASE	6.98	500	3.49K	11.58K
2014-12-08	DULLUM DAVID A R	PURCHASE	7.09	700	4.96K	59.57K
2014-11-13	GLADSTONE DAVID	PURCHASE	7.35	50K	367.45K	368.38K
2014-08-08	BRUBAKER TERRY LEE	PURCHASE	7.33	40K	293.2K	202.45K
2014-03-14	DULLUM DAVID A R	PURCHASE	8.30	15K	124.5K	58.87K
2014-03-14	LICALSI MICHAEL	PURCHASE	8.20	100	820	3.45K
2014-02-10	WATSON DAVID HIBBERT	PURCHASE	7.43	1K	7.43K	11.08K
2014-02-10	GLADSTONE DAVID	PURCHASE	7.43	2K	14.86K	317.5K
2014-02-07	BRUBAKER TERRY LEE	PURCHASE	7.41	80K	592.8K	157.43K
2013-12-12	BRUBAKER TERRY LEE	PURCHASE	7.59	29.1K	220.87K	76.76K
2013-12-11	BRUBAKER TERRY LEE	PURCHASE	7.55	2.8K	21.14K	47.46K
2013-12-10	GLADSTONE DAVID	PURCHASE	7.55	24K	181.1K	315.5K
2013-12-09	BRUBAKER TERRY LEE	PURCHASE	7.51	1K	7.51K	44.66K
2013-11-27	BRUBAKER TERRY LEE	PURCHASE	7.56	3K	22.68K	43.66K
2013-11-26	BRUBAKER TERRY LEE	PURCHASE	7.54	6K	45.24K	10.28K
2013-11-18	GLADSTONE DAVID	PURCHASE	7.38	20K	147.6K	291.49K
2013-11-13	DULLUM DAVID A R	PURCHASE	7.30	100	730	34.82K
2013-11-11	WATSON DAVID HIBBERT	PURCHASE	7.35	3.6K	26.44K	10.08K
2012-03-14	ADELGREN PAUL W	PURCHASE	7.96	875	6.97K	3.72K
2011-09-12	MEAD GERARD	PURCHASE	6.33	100	633	12.47K
2011-09-09	GLADSTONE DAVID	PURCHASE	6.33	6K	37.98K	250.25K
2011-09-06	WATSON DAVID HIBBERT	PURCHASE	6.44	1K	6.44K	6.16K
2011-09-06	DULLUM DAVID A R	PURCHASE	6.40	4K	25.6K	34.72K
2011-09-06	BRUBAKER TERRY LEE	PURCHASE	6.58	10K	65.8K	30.02K
2011-08-11	BRUBAKER TERRY LEE	SALE	6.80	9.5K	64.6K	19.91K
2011-08-10	MEAD GERARD	PURCHASE	6.88	100	688	12.38K
2011-08-09	BRUBAKER TERRY LEE	SALE	6.98	500	3.49K	29.41K
2011-08-05	BRUBAKER TERRY LEE	PURCHASE	7.30	10K	73K	29.91K
2011-06-06	WATSON DAVID HIBBERT	PURCHASE	7.00	500	3.5K	5.06K
2011-06-01	DULLUM DAVID A R	PURCHASE	7.37	3.4K	25.04K	30.72K
2011-05-26	WATSON DAVID HIBBERT	PURCHASE	7.22	1K	7.22K	4.54K
2011-02-24	ADELGREN PAUL W	PURCHASE	7.76	650	5.04K	2.62K
2011-02-07	LICALSI MICHAEL	PURCHASE	7.80	402	3.14K	1.44K
2011-02-04	REILLY JOHN	PURCHASE	7.61	4K	30.43K	4K
2011-02-04	DULLUM DAVID A R	PURCHASE	7.69	3K	23.07K	27.32K
2010-11-19	DULLUM DAVID A R	PURCHASE	7.70	1.5K	11.55K	24.32K
2010-09-30	BRUBAKER TERRY LEE	PURCHASE	6.78	4.3K	29.15K	19.07K
2010-08-11	WATSON DAVID HIBBERT	PURCHASE	6.19	500	3.09K	3.5K
2010-08-11	LICALSI MICHAEL	PURCHASE	6.30	1K	6.3K	1K

Frequently Asked Questions

GAIN Stock Outstanding Shares

ShortableYes

OptionableYes

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider GAIN

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

2.05% Percentage of Shares held by All Insiders

14.16% Percentage of Shares held by All Institutions

14.45% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
2024-03-31	MERCER GLOBAL ADVISORS INC /ADV	0.04%	12.95K	184K	1.1K	+9.29%
2024-03-31	LINDBROOK CAPITAL, LLC	0%	835	11.88K	-33	-3.80%
2024-03-31	MELIA WEALTH LLC	2.62%	945.54K	13.46M	945.54K	+100.00%
2024-03-31	OUTFITTER FINANCIAL LLC	0.57%	207.55K	2.95M	-6.25K	-2.92%
2024-03-31	DAVENPORT & CO LLC	0.57%	206.84K	2.94M	-1K	-0.48%
2024-03-31	WEDBUSH SECURITIES INC	0.08%	28.49K	405K	-1.77K	-5.85%
2024-03-31	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	12.77K	182K	-154	-1.19%
2024-03-31	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	11.8K	167.91K	11.8K	+100.00%
2024-03-31	CAPTRUST FINANCIAL ADVISORS	0.03%	12K	170.76K	0	0
2024-03-31	EVERGREEN CAPITAL MANAGEMENT LLC	0.03%	10.37K	147.61K	10.37K	+100.00%
2024-03-31	VAN ECK ASSOCIATES CORP	1.95%	704.35K	10.02M	85.79K	+13.87%
2024-03-31	LEGAL & GENERAL GROUP PLC	0.77%	276.29K	3.93M	18.86K	+7.32%
2024-03-31	MARSHALL WACE, LLP	0.67%	240.3K	3.42M	92.98K	+63.12%
2024-03-31	TWO SIGMA INVESTMENTS, LP	0.65%	224.33K	3.19M	-76.31K	-25.38%
2024-03-31	TWO SIGMA ADVISERS, LP	0.64%	221.54K	3.15M	-38.7K	-14.87%
2024-03-31	BLACKROCK INC.	0.52%	177.14K	2.52M	4.35K	+2.52%
2024-03-31	ADVISORS ASSET MANAGEMENT, INC.	0.47%	162.49K	2.31M	10.02K	+6.57%
2024-03-31	BLAIR WILLIAM & CO/IL	0.45%	154.86K	2.2M	335	+0.22%
2024-03-31	LPL FINANCIAL LLC	0.45%	153.07K	2.18M	-12.77K	-7.70%
2024-03-31	MORGAN STANLEY	0.33%	113.09K	1.61M	15.85K	+16.29%
2024-03-31	MILLENNIUM MANAGEMENT LLC	0.32%	109.39K	1.56M	-36K	-24.76%
2024-03-31	PFG ADVISORS	0.29%	103.3K	1.47M	-500	-0.48%
2024-03-31	BAIRD FINANCIAL GROUP, INC.	0.26%	92.35K	1.31M	-8.59K	-8.51%
2024-03-31	ATLANTIC UNION BANKSHARES CORP	0.25%	90.06K	1.28M	-2.2K	-2.38%
2024-03-31	ROYAL BANK OF CANADA	0.21%	72.41K	1.03M	788	+1.10%
2024-03-31	CITADEL ADVISORS LLC	0.21%	70.47K	1M	18.82K	+36.44%
2024-03-31	ALBERT D MASON INC	0.19%	68.54K	975K	704	+1.04%
2024-03-31	UNITED ADVISOR GROUP, LLC	0.16%	59.45K	845.92K	24.02K	+67.80%
2024-03-31	RAYMOND JAMES & ASSOCIATES	0.14%	48.01K	683.22K	-1.59K	-3.20%
2024-03-31	GARNER ASSET MANAGEMENT CORP	0.11%	41.33K	588K	3.45K	+9.11%
2024-03-31	VIRTUS ETF ADVISERS LLC	0.11%	40.28K	573.11K	18.28K	+83.09%
2024-03-31	PROSPERITY FINANCIAL GROUP, INC.	0.1%	36.8K	523.66K	-250	-0.67%
2024-03-31	UBS GROUP AG	0.1%	34.66K	493.17K	3.86K	+12.54%
2024-03-31	COMMONWEALTH EQUITY SERVICES, LLC	0.1%	35.62K	507K	35.62K	+100.00%
2024-03-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.09%	33.04K	470.17K	24.95K	+308.42%
2024-03-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	29.98K	427K	-329	-1.09%
2024-03-31	SOUND INCOME STRATEGIES, LLC	0.08%	27.76K	395.07K	-3.36K	-10.80%
2024-03-31	PRIVATE ADVISOR GROUP, LLC	0.07%	25.64K	364.87K	-33	-0.13%
2024-03-31	JANNEY MONTGOMERY SCOTT LLC	0.07%	23.06K	328K	-774	-3.25%
2024-03-31	JOHNSON INVESTMENT COUNSEL INC	0.06%	21.79K	310.1K	-790	-3.50%
2024-03-31	ADVISOR GROUP HOLDINGS, INC.	0.06%	20.06K	285.48K	-1.41K	-6.55%
2024-03-31	TREXQUANT INVESTMENT LP	0.05%	19.78K	281.47K	9.11K	+85.29%
2024-03-31	JUMP FINANCIAL, LLC	0.05%	17.14K	243.86K	-3.66K	-17.61%
2024-03-31	NATIXIS	0.04%	15.19K	216.18K	0	0
2024-03-31	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.04%	14K	199.18K	-3.46K	-19.80%
2024-03-31	CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	14.38K	204.7K	200	+1.41%
2024-03-31	VIRTU FINANCIAL LLC	0.04%	13.94K	198K	13.94K	+100.00%
2024-03-31	CALDWELL SUTTER CAPITAL, INC.	0.04%	13.56K	192.96K	-405	-2.90%
2024-03-31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.03%	10.33K	144.86K	135	+1.32%
2024-03-31	MONOGRAPH WEALTH ADVISORS, LLC	0.03%	10K	142.3K	10K	+100.00%
2024-03-31	STATE OF WYOMING	0.02%	8.48K	120.71K	-5.44K	-39.08%
2024-03-31	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	5K	71.15K	0	0
2024-03-31	WELLS FARGO & COMPANY/MN	0.01%	4.85K	68.99K	-5.8K	-54.47%
2024-03-31	NORTHWEST FINANCIAL ADVISORS	0.01%	4K	56.92K	0	0
2024-03-31	SIGNATUREFD, LLC	0.01%	2.39K	33.97K	-385	-13.89%
2024-03-31	FNY INVESTMENT ADVISERS, LLC	0%	1.4K	19K	1.4K	+100.00%
2024-03-31	EVERSOURCE WEALTH ADVISORS, LLC	0%	1.2K	16.98K	0	0
2024-03-31	SIMPLEX TRADING, LLC	0%	1.17K	16K	176	+17.71%
2024-03-31	NATIONAL BANK OF CANADA /FI/	0%	1K	14.2K	1K	+100.00%
2024-03-31	ENTRYPOINT CAPITAL, LLC	0%	923	13.13K	-3.83K	-80.58%
2024-03-31	CITIGROUP INC	0%	894	12.72K	302	+51.01%
2024-03-31	PNC FINANCIAL SERVICES GROUP, INC.	0%	850	12.1K	0	0
2023-12-31	CITADEL ADVISORS LLC	0.15%	51.65K	730.81K	-38.58K	-42.76%
2023-12-31	RAYMOND JAMES & ASSOCIATES	0.14%	49.6K	701.84K	22.17K	+80.84%
2023-12-31	D. E. SHAW & CO., INC.	0.13%	42.98K	608.15K	42.98K	+100.00%
2023-12-31	GARNER ASSET MANAGEMENT CORP	0.11%	37.88K	511.22K	-3.81K	-9.14%
2023-12-31		0.04%	15.44K	218.46K	15.44K	+100.00%
2023-12-31	WINTON GROUP LTD	0.11%	36.87K	521.73K	7.88K	+27.19%
2023-12-31	SOUND INCOME STRATEGIES, LLC	0.09%	31.12K	440.39K	31.12K	+100.00%
2023-12-31	UBS GROUP AG	0.09%	30.8K	435.75K	-1.91K	-5.83%
2023-12-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	30.31K	425K	-2.97K	-8.93%
2023-12-31	WEDBUSH SECURITIES INC	0.09%	30.27K	428K	1.09K	+3.73%
2023-12-31	PRIVATE ADVISOR GROUP, LLC	0.07%	25.67K	363.28K	9.5K	+58.78%
2023-12-31	JANNEY MONTGOMERY SCOTT LLC	0.07%	23.83K	337K	-961	-3.88%
2023-12-31	JOHNSON INVESTMENT COUNSEL INC	0.07%	22.58K	319.54K	790	+3.63%
2023-12-31	VIRTUS ETF ADVISERS LLC	0.06%	22K	311.26K	-15.63K	-41.55%
2023-12-31	ADVISOR GROUP HOLDINGS, INC.	0.06%	21.47K	303.77K	-169.4K	-88.75%
2023-12-31	JUMP FINANCIAL, LLC	0.06%	20.8K	294.32K	20.8K	+100.00%
2023-12-31	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.05%	17.45K	246.96K	17.45K	+100.00%
2023-12-31	GOLDMAN SACHS GROUP INC	0.05%	16.81K	237.89K	3.5K	+26.24%
2023-12-31	NATIXIS	0.04%	15.19K	214.97K	0	0
2023-12-31	AMERIPRISE FINANCIAL INC	0.04%	14.9K	207.35K	4.79K	+47.43%
2023-12-31	CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	14.18K	209.22K	0	0
2023-12-31	CALDWELL SUTTER CAPITAL, INC.	0.04%	13.97K	197.61K	-307	-2.15%
2023-12-31	BOOTHBAY FUND MANAGEMENT, LLC	0.04%	13.93K	197.11K	13.93K	+100.00%
2023-12-31	STATE OF WYOMING	0.04%	13.93K	197.04K	2.94K	+26.78%
2023-12-31	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	12.92K	183K	12.92K	+100.00%
2023-12-31	QUANTBOT TECHNOLOGIES LP	0.04%	12.81K	181.19K	12.81K	+100.00%
2023-12-31	CAPTRUST FINANCIAL ADVISORS	0.03%	12K	169.8K	371	+3.19%
2023-12-31	MERCER GLOBAL ADVISORS INC /ADV	0.03%	11.85K	168K	11.85K	+100.00%
2023-12-31	VAN ECK ASSOCIATES CORP	1.8%	618.56K	8.75M	58.93K	+10.53%
2023-12-31	TWO SIGMA INVESTMENTS, LP	0.88%	300.65K	4.25M	131.01K	+77.23%
2023-12-31	TWO SIGMA ADVISERS, LP	0.76%	260.24K	3.68M	98.8K	+61.20%
2023-12-31	LEGAL & GENERAL GROUP PLC	0.75%	257.44K	3.64M	15.87K	+6.57%
2023-12-31	OUTFITTER FINANCIAL LLC	0.62%	213.8K	3.03M	-1K	-0.47%
2023-12-31	DAVENPORT & CO LLC	0.61%	207.84K	2.94M	-7.6K	-3.53%
2023-12-31	BLACKROCK INC.	0.5%	172.78K	2.44M	28.89K	+20.07%
2023-12-31	LPL FINANCIAL LLC	0.48%	165.84K	2.35M	-20.72K	-11.11%
2023-12-31	BLAIR WILLIAM & CO/IL	0.45%	154.53K	2.19M	1.1K	+0.72%
2023-12-31	ADVISORS ASSET MANAGEMENT, INC.	0.44%	152.47K	2.16M	-61.77K	-28.83%
2023-12-31	MARSHALL WACE, LLP	0.43%	147.32K	2.08M	135.63K	+1,160.10%
2023-12-31	MILLENNIUM MANAGEMENT LLC	0.42%	145.39K	2.06M	53.29K	+57.86%
2023-12-31	PFG ADVISORS	0.3%	103.8K	1.47M	-21.35K	-17.06%
2023-12-31	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.3%	102.49K	1.45M	5.05K	+5.18%
2023-12-31	BAIRD FINANCIAL GROUP, INC.	0.29%	100.94K	1.43M	-2.24K	-2.17%
2023-12-31	MORGAN STANLEY	0.28%	97.25K	1.38M	13.99K	+16.80%
2023-12-31	ATLANTIC UNION BANKSHARES CORP	0.27%	92.26K	1.31M	-800	-0.86%
2023-12-31	ROYAL BANK OF CANADA	0.21%	71.62K	1.01M	612	+0.86%
2023-12-31	ALBERT D MASON INC	0.2%	67.84K	960K	-224	-0.33%

GAIN Insiders

Insiders	Designation	Shares Held
GLADSTONE DAVID	CEO	666.55K
DULLUM DAVID A R	President	149.92K
WILKINSON WALTER H	director	26.15K
BRUBAKER TERRY LEE	Chief Operating Officer	16.23K
MEAD GERARD	director	12.47K
WATSON DAVID HIBBERT	CFO and Treasurer	11.58K
LICALSI MICHAEL	General Counsel and Secretary	9.14K
RYAN JULIA	Chief Financial Officer	4K
REILLY JOHN	director	4K
ADELGREN PAUL W	director	3.72K
MERRICK CAREN D	director	1.97K
EASTON RACHAEL Z.	CFO and Treasurer	1.4K
SMITH JENNIFER A	Chief Valuation Officer	100

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
2023-11-06	EASTON RACHAEL Z.	PURCHASE	14.67	650	9.54K	1.4K
2023-08-07	DULLUM DAVID A R	PURCHASE	13.39	5K	66.97K	149.92K
2023-03-16	EASTON RACHAEL Z.	PURCHASE	13.12	375	4.92K	750
2023-03-14	DULLUM DAVID A R	PURCHASE	12.84	3K	38.52K	144.92K
2023-02-06	WILKINSON WALTER H	PURCHASE	13.96	3.66K	51.11K	26.15K
2022-12-16	DULLUM DAVID A R	PURCHASE	13.06	3K	39.18K	141.92K
2022-08-19	SMITH JENNIFER A	PURCHASE	15.61	100	1.56K	100
2022-06-14	DULLUM DAVID A R	PURCHASE	12.75	4K	51K	138.92K
2022-05-20	EASTON RACHAEL Z.	PURCHASE	14.52	175	2.54K	375
2022-02-24	DULLUM DAVID A R	PURCHASE	14.46	3K	43.38K	132.42K
2022-02-23	EASTON RACHAEL Z.	PURCHASE	14.93	200	2.99K	200
2021-12-03	DULLUM DAVID A R	PURCHASE	16.54	3K	49.62K	129.42K
2020-03-23	BRUBAKER TERRY LEE	PURCHASE	6.83	2.5K	17.07K	16.23K
2020-03-23	DULLUM DAVID A R	PURCHASE	6.80	2.5K	17K	126.42K
2020-03-20	RYAN JULIA	PURCHASE	8.18	2.5K	20.44K	4K
2020-03-19	BRUBAKER TERRY LEE	PURCHASE	6.73	2.5K	16.83K	13.73K
2020-03-18	BRUBAKER TERRY LEE	PURCHASE	7.35	2.5K	18.38K	11.23K
2020-03-18	DULLUM DAVID A R	PURCHASE	7.20	8K	57.6K	123.92K
2020-03-16	LICALSI MICHAEL	PURCHASE	8.73	1K	8.73K	9.14K
2020-03-12	DULLUM DAVID A R	PURCHASE	8.99	5K	44.95K	115.92K
2020-03-11	DULLUM DAVID A R	PURCHASE	10.49	10K	104.9K	110.92K
2020-03-02	DULLUM DAVID A R	PURCHASE	11.86	3.3K	39.14K	100.92K
2019-09-13	DULLUM DAVID A R	PURCHASE	12.44	2.4K	29.86K	97.62K
2019-09-09	GLADSTONE DAVID	PURCHASE	11.99	20.58K	246.77K	666.55K
2019-08-16	BRUBAKER TERRY LEE	SALE	11.52	21.5K	247.7K	8.73K
2019-08-14	BRUBAKER TERRY LEE	SALE	11.38	21.5K	244.69K	30.24K
2019-06-04	DULLUM DAVID A R	PURCHASE	11.10	2K	22.2K	95.22K
2018-12-12	DULLUM DAVID A R	PURCHASE	9.90	1.4K	13.86K	93.22K
2018-11-08	RYAN JULIA	PURCHASE	9.98	1.5K	14.97K	1.5K
2018-11-08	DULLUM DAVID A R	PURCHASE	9.94	5.6K	55.66K	91.82K
2018-03-05	DULLUM DAVID A R	PURCHASE	9.56	5K	47.8K	86.22K
2017-11-28	WILKINSON WALTER H	PURCHASE	10.84	5.73K	62.11K	14.42K
2017-06-14	GLADSTONE DAVID	PURCHASE	9.26	4K	37.03K	625.97K
2017-03-13	GLADSTONE DAVID	PURCHASE	8.70	5K	43.48K	621.97K
2017-03-13	DULLUM DAVID A R	PURCHASE	8.77	5K	43.84K	81.22K
2017-03-09	DULLUM DAVID A R	PURCHASE	8.49	3.1K	26.32K	75.32K
2017-03-06	BRUBAKER TERRY LEE	SALE	9.18	104.94K	963.31K	34.98K
2017-03-03	BRUBAKER TERRY LEE	SALE	9.20	59.96K	551.66K	139.92K
2016-11-07	DULLUM DAVID A R	PURCHASE	7.65	4K	30.6K	73.57K
2016-08-16	BRUBAKER TERRY LEE	SALE	8.78	15.32K	134.47K	198.86K
2016-08-15	BRUBAKER TERRY LEE	SALE	8.74	4.38K	38.27K	0
2016-08-12	BRUBAKER TERRY LEE	SALE	8.67	5.4K	46.83K	4.38K
2016-02-08	DULLUM DAVID A R	PURCHASE	6.69	5K	33.45K	69.57K
2015-12-14	GLADSTONE DAVID	PURCHASE	7.53	90K	677.7K	616.97K
2015-06-15	GLADSTONE DAVID	PURCHASE	7.90	1.1K	8.65K	369.57K
2015-06-01	MERRICK CAREN D	PURCHASE	7.63	1.97K	14.99K	1.97K
2015-03-13	WILKINSON WALTER H	PURCHASE	7.39	6.75K	49.88K	6.75K
2014-12-09	DULLUM DAVID A R	PURCHASE	7.00	5K	35K	64.57K
2014-12-09	WATSON DAVID HIBBERT	PURCHASE	6.98	500	3.49K	11.58K
2014-12-08	DULLUM DAVID A R	PURCHASE	7.09	700	4.96K	59.57K
2014-11-13	GLADSTONE DAVID	PURCHASE	7.35	50K	367.45K	368.38K
2014-08-08	BRUBAKER TERRY LEE	PURCHASE	7.33	40K	293.2K	202.45K
2014-03-14	DULLUM DAVID A R	PURCHASE	8.30	15K	124.5K	58.87K
2014-03-14	LICALSI MICHAEL	PURCHASE	8.20	100	820	3.45K
2014-02-10	WATSON DAVID HIBBERT	PURCHASE	7.43	1K	7.43K	11.08K
2014-02-10	GLADSTONE DAVID	PURCHASE	7.43	2K	14.86K	317.5K
2014-02-07	BRUBAKER TERRY LEE	PURCHASE	7.41	80K	592.8K	157.43K
2013-12-12	BRUBAKER TERRY LEE	PURCHASE	7.59	29.1K	220.87K	76.76K
2013-12-11	BRUBAKER TERRY LEE	PURCHASE	7.55	2.8K	21.14K	47.46K
2013-12-10	GLADSTONE DAVID	PURCHASE	7.55	24K	181.1K	315.5K
2013-12-09	BRUBAKER TERRY LEE	PURCHASE	7.51	1K	7.51K	44.66K
2013-11-27	BRUBAKER TERRY LEE	PURCHASE	7.56	3K	22.68K	43.66K
2013-11-26	BRUBAKER TERRY LEE	PURCHASE	7.54	6K	45.24K	10.28K
2013-11-18	GLADSTONE DAVID	PURCHASE	7.38	20K	147.6K	291.49K
2013-11-13	DULLUM DAVID A R	PURCHASE	7.30	100	730	34.82K
2013-11-11	WATSON DAVID HIBBERT	PURCHASE	7.35	3.6K	26.44K	10.08K
2012-03-14	ADELGREN PAUL W	PURCHASE	7.96	875	6.97K	3.72K
2011-09-12	MEAD GERARD	PURCHASE	6.33	100	633	12.47K
2011-09-09	GLADSTONE DAVID	PURCHASE	6.33	6K	37.98K	250.25K
2011-09-06	WATSON DAVID HIBBERT	PURCHASE	6.44	1K	6.44K	6.16K
2011-09-06	DULLUM DAVID A R	PURCHASE	6.40	4K	25.6K	34.72K
2011-09-06	BRUBAKER TERRY LEE	PURCHASE	6.58	10K	65.8K	30.02K
2011-08-11	BRUBAKER TERRY LEE	SALE	6.80	9.5K	64.6K	19.91K
2011-08-10	MEAD GERARD	PURCHASE	6.88	100	688	12.38K
2011-08-09	BRUBAKER TERRY LEE	SALE	6.98	500	3.49K	29.41K
2011-08-05	BRUBAKER TERRY LEE	PURCHASE	7.30	10K	73K	29.91K
2011-06-06	WATSON DAVID HIBBERT	PURCHASE	7.00	500	3.5K	5.06K
2011-06-01	DULLUM DAVID A R	PURCHASE	7.37	3.4K	25.04K	30.72K
2011-05-26	WATSON DAVID HIBBERT	PURCHASE	7.22	1K	7.22K	4.54K
2011-02-24	ADELGREN PAUL W	PURCHASE	7.76	650	5.04K	2.62K
2011-02-07	LICALSI MICHAEL	PURCHASE	7.80	402	3.14K	1.44K
2011-02-04	REILLY JOHN	PURCHASE	7.61	4K	30.43K	4K
2011-02-04	DULLUM DAVID A R	PURCHASE	7.69	3K	23.07K	27.32K
2010-11-19	DULLUM DAVID A R	PURCHASE	7.70	1.5K	11.55K	24.32K
2010-09-30	BRUBAKER TERRY LEE	PURCHASE	6.78	4.3K	29.15K	19.07K
2010-08-11	WATSON DAVID HIBBERT	PURCHASE	6.19	500	3.09K	3.5K
2010-08-11	LICALSI MICHAEL	PURCHASE	6.30	1K	6.3K	1K

GAIN Stock Ownership Breakdown

Gladstone Investment Corporation

GAIN Stock Outstanding Shares

Market Insider GAIN

Institutional Ownership

GAIN Insiders

Buying/Selling by Insiders

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GAIN Stock Outstanding Shares

Market Insider GAIN

Institutional Ownership

GAIN Insiders

Buying/Selling by Insiders

Frequently Asked Questions