Hercules Capital (HTGC) insider trading activity: Get Latest News Today

HTGC Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares3.09

Short Percent Of Float3.15

Shares Outstanding167.58M

Shares Float147.83M

Shares Short5.19M

Short Ratio5.59

3.15%

Short % of Float

3.09%

Short % of Shares Outstanding

Market Insider HTGC

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.76% Percentage of Shares held by All Insiders

25.94% Percentage of Shares held by All Institutions

26.41% Percentage of Float held by Institutions

338

Number of Institutions Holding Shares

Institutional Ownership

About 25.94% of HTGC shares are held by financial institutions. WELLS FARGO & COMPANY/MN is the top corporate investor, holding 584K shares valued at $10.77M. A 0.41% stake in Hercules Capital, Inc. is owned by the company. TECTONIC ADVISORS LLC owns 344.86K shares valued at $6.36M, which translates its holding of 0.24% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.41%	584K	10.77M	70.66K	+13.76%
Mar 31, 2024	TECTONIC ADVISORS LLC	0.24%	344.86K	6.36M	20.07K	+6.18%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.21%	297.35K	5.49M	297.35K	+100.00%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0.19%	277.99K	5.13M	-6.18K	-2.18%
Mar 31, 2024	FRANKLIN RESOURCES INC	0.19%	271.57K	5.01M	271.57K	+100.00%
Mar 31, 2024	MILLER HOWARD INVESTMENTS INC /NY	0.19%	270K	4.98M	0	0
Mar 31, 2024	UBS GROUP AG	0.18%	253.43K	4.68M	82.03K	+47.86%
Mar 31, 2024	D.A. DAVIDSON & CO.	0.17%	248.12K	4.58M	26.12K	+11.77%
Mar 31, 2024	CENTAURUS FINANCIAL, INC.	0.17%	240.82K	4.44M	-3.77K	-1.54%
Mar 31, 2024	CITADEL ADVISORS LLC	0.17%	239.2K	4.41M	156.9K	+190.64%
Mar 31, 2024	GLOBAL ASSETS ADVISORY, LLC	0.15%	221.05K	12.14M	210.11K	+1,920.76%
Mar 31, 2024	FAS WEALTH PARTNERS, INC.	0.15%	209.99K	3.87M	-8.71K	-3.98%
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.14%	200.33K	3.77M	3K	+1.52%
Mar 31, 2024	CUBIST SYSTEMATIC STRATEGIES, LLC	0.12%	171.18K	3.16M	151.66K	+776.87%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.11%	161.92K	2.99M	12.89K	+8.65%
Mar 31, 2024	BAKER AVENUE ASSET MANAGEMENT, LP	0.11%	158.82K	2.93M	-9.03K	-5.38%
Mar 31, 2024	TUDOR INVESTMENT CORP ET AL	0.1%	148.91K	2.75M	16.3K	+12.29%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.1%	148.7K	2.74M	92.18K	+163.10%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.1%	147.4K	2.72M	-64.4K	-30.41%
Mar 31, 2024	VAN ECK ASSOCIATES CORP	1.75%	2.53M	46.6M	111.1K	+4.60%
Mar 31, 2024	MARSHALL WACE, LLP	1.04%	1.5M	27.66M	-314.76K	-17.35%
Mar 31, 2024	LEGAL & GENERAL GROUP PLC	0.84%	1.21M	22.41M	43.78K	+3.74%
Mar 31, 2024	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.26%	374.84K	6.91M	0	0
Mar 31, 2024	MCKINLEY CAPITAL MANAGEMENT LLC	0.24%	341.87K	6.31M	-10.59K	-3.00%
Mar 31, 2024	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.21%	303.82K	5.61M	24.72K	+8.86%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	0.21%	301.37K	5.56M	18.78K	+6.64%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.21%	297.81K	5.49M	1.17K	+0.39%
Mar 31, 2024	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.13%	181.4K	3.35M	16.58K	+10.06%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.11%	159.05K	2.93M	-86.39K	-35.20%
Mar 31, 2024	WATERLOO CAPITAL, L.P.	0.1%	144.35K	2.66M	36.17K	+33.43%
Mar 31, 2024	BLAIR WILLIAM & CO/IL	0.1%	141.88K	2.62M	1.5K	+1.07%
Mar 31, 2024	ALLIANCEBERNSTEIN L.P.	0.1%	140.16K	2.59M	-71.24K	-33.70%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	0.1%	137.3K	2.53M	-33.82K	-19.76%
Mar 31, 2024	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.09%	135.44K	2.5M	746	+0.55%
Mar 31, 2024	GRAYPOINT LLC	0.09%	133.37K	2.46M	3.42K	+2.63%
Mar 31, 2024	POLARIS CAPITAL MANAGEMENT, LLC	0.09%	125.55K	2.32M	0	0
Mar 31, 2024	TRUVESTMENTS CAPITAL LLC	0.09%	123.19K	2.27M	103.37K	+521.72%
Mar 31, 2024	DNB ASSET MANAGEMENT AS	0.08%	115.63K	2.13M	10.35K	+9.83%
Mar 31, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0.08%	115.5K	2.1M	1K	+0.87%
Mar 31, 2024	GREAT WEST LIFE ASSURANCE CO /CAN/	0.08%	112.34K	2.08M	-10.31K	-8.41%
Mar 31, 2024	TAYLOR FRIGON CAPITAL MANAGEMENT LLC	0.08%	111.03K	2.05M	238	+0.21%
Mar 31, 2024	WINTRUST INVESTMENTS LLC	0.08%	110.26K	2.03M	1.68K	+1.54%
Mar 31, 2024	ADVISORS CAPITAL MANAGEMENT, LLC	0.64%	928.04K	17.12M	-1.46K	-0.16%
Mar 31, 2024	LPL FINANCIAL LLC	0.55%	786.13K	14.5M	204.74K	+35.22%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	0.55%	785.4K	14.49M	66.8K	+9.30%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.54%	779.95K	14.39M	-77.73K	-9.06%
Mar 31, 2024	ROYAL BANK OF CANADA	0.54%	779.78K	14.39M	51.07K	+7.01%
Mar 31, 2024	MELIA WEALTH LLC	0.48%	691.54K	12.76M	36.33K	+5.54%
Mar 31, 2024	BLACKROCK INC.	0.44%	627.45K	11.58M	-14.56K	-2.27%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	0.43%	614.76K	11.34M	219.4K	+55.50%
Mar 31, 2024	GILMAN HILL ASSET MANAGEMENT, LLC	0.42%	600.18K	11.07M	-9.14K	-1.50%
Mar 31, 2024	SOUND INCOME STRATEGIES, LLC	1.84%	2.65M	48.97M	73.75K	+2.86%
Mar 31, 2024	MORGAN STANLEY	0.79%	1.14M	21.05M	117.23K	+11.45%
Mar 31, 2024	HUDSON BAY CAPITAL MANAGEMENT LP	0.73%	1.06M	19.49M	1.06M	+100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0.37%	535.37K	9.88M	-65.66K	-10.93%
Mar 31, 2024	S&T BANK/PA	0.37%	528.55K	9.75M	-46.85K	-8.14%
Mar 31, 2024	MUZINICH & CO., INC.	0.26%	378.29K	6.31M	0	0
Mar 31, 2024	STIFEL FINANCIAL CORP	0.26%	376.7K	6.95M	3.06K	+0.82%
Mar 31, 2024	CONFLUENCE INVESTMENT MANAGEMENT LLC	0.26%	376.67K	6.95M	376.67K	+100.00%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.26%	374.01K	6.9M	6.64K	+1.81%
Mar 31, 2024	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	371.18K	6.85M	120	+0.03%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	0.2%	282.6K	4.71M	-27.98K	-9.01%
Dec 31, 2023	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.19%	279.1K	4.65M	178	+0.06%
Dec 31, 2023	MILLER HOWARD INVESTMENTS INC /NY	0.19%	270K	4.5M	-130K	-32.50%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.17%	245.44K	4.09M	203.91K	+491.00%
Dec 31, 2023	CENTAURUS FINANCIAL, INC.	0.17%	244.59K	4.08M	-88.16K	-26.50%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.17%	241K	4.02M	95.89K	+66.08%
Dec 31, 2023	CITADEL ADVISORS LLC	0.16%	231.46K	3.86M	161.89K	+232.71%
Dec 31, 2023	D.A. DAVIDSON & CO.	0.15%	221.99K	3.7M	18.47K	+9.08%
Dec 31, 2023	FAS WEALTH PARTNERS, INC.	0.15%	218.7K	3.65M	-3.45K	-1.55%
Dec 31, 2023	PUTNAM INVESTMENTS LLC	0.15%	215.07K	3.59M	44.04K	+25.75%
Dec 31, 2023	ALLIANCEBERNSTEIN L.P.	0.15%	211.4K	3.52M	0	0
Dec 31, 2023	JEFFERIES FINANCIAL GROUP INC.	0.14%	197.6K	3.29M	-462.4K	-70.06%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.14%	197.33K	3.29M	-11.33K	-5.43%
Dec 31, 2023	UBS GROUP AG	0.12%	171.4K	2.86M	-105.47K	-38.09%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	0.12%	171.12K	2.85M	41.12K	+31.63%
Dec 31, 2023	BAKER AVENUE ASSET MANAGEMENT, LP	0.12%	167.85K	2.8M	12.17K	+7.82%
Dec 31, 2023	JUMP FINANCIAL, LLC	0.11%	165.4K	2.76M	50.39K	+43.81%
Dec 31, 2023	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.11%	164.82K	2.75M	-8.98K	-5.17%
Dec 31, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0.1%	149.8K	2.5M	116.7K	+352.57%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.1%	149.03K	2.48M	21.76K	+17.10%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.1%	148.46K	2.47M	59.34K	+66.59%
Dec 31, 2023	BLAIR WILLIAM & CO/IL	0.1%	140.38K	2.34M	3K	+2.18%
Dec 31, 2023	FJ CAPITAL MANAGEMENT LLC	0.1%	140.35K	2.34M	79.55K	+130.82%
Dec 31, 2023	MOUNT YALE INVESTMENT ADVISORS, LLC	0.1%	138.98K	2.32M	-21.96K	-13.64%
Dec 31, 2023	SOUND INCOME STRATEGIES, LLC	1.78%	2.58M	43.01M	59.26K	+2.35%
Dec 31, 2023	VAN ECK ASSOCIATES CORP	1.67%	2.41M	40.25M	381.32K	+18.75%
Dec 31, 2023	MARSHALL WACE, LLP	1.25%	1.81M	30.24M	598.1K	+49.19%
Dec 31, 2023	LEGAL & GENERAL GROUP PLC	0.81%	1.17M	19.52M	138.16K	+13.38%
Dec 31, 2023	MORGAN STANLEY	0.71%	1.02M	17.07M	-61.82K	-5.69%
Dec 31, 2023	ADVISORS CAPITAL MANAGEMENT, LLC	0.64%	929.5K	15.5M	-76.81K	-7.63%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.59%	857.68K	14.3M	-32.49K	-3.65%
Dec 31, 2023	ROYAL BANK OF CANADA	0.5%	728.71K	12.15M	197.61K	+37.21%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	0.5%	718.6K	11.98M	-32.9K	-4.38%
Dec 31, 2023		0.45%	655.22K	10.92M	655.22K	+100.00%
Dec 31, 2023	BLACKROCK INC.	0.44%	642.01K	10.7M	3.5K	+0.55%
Dec 31, 2023	GILMAN HILL ASSET MANAGEMENT, LLC	0.42%	609.32K	10.16M	-17.06K	-2.72%
Dec 31, 2023	JPMORGAN CHASE & CO	0.42%	601.04K	10.02M	11.01K	+1.87%
Dec 31, 2023	LPL FINANCIAL LLC	0.4%	581.39K	9.69M	54.3K	+10.30%
Dec 31, 2023	S&T BANK/PA	0.4%	575.4K	9.59M	-28.8K	-4.77%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.35%	513.34K	8.56M	-23.29K	-4.34%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.27%	395.35K	6.59M	-98.84K	-20.00%
Dec 31, 2023	MUZINICH & CO., INC.	0.26%	378.29K	6.31M	6.91K	+1.86%
Dec 31, 2023	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.26%	374.84K	6.25M	0	0
Dec 31, 2023	STIFEL FINANCIAL CORP	0.26%	373.64K	6.23M	-9.09K	-2.37%
Dec 31, 2023	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	371.06K	6.19M	12.22K	+3.41%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.25%	367.36K	6.12M	-53.61K	-12.73%
Dec 31, 2023	MCKINLEY CAPITAL MANAGEMENT LLC	0.24%	352.45K	5.88M	3.46K	+0.99%
Dec 31, 2023	TECTONIC ADVISORS LLC	0.22%	324.79K	5.41M	26.81K	+9.00%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.2%	296.64K	4.94M	5.37K	+1.84%
Dec 31, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.2%	284.17K	4.74M	-13.46K	-4.52%

HTGC Insiders

Among the HTGC insiders holding of 1.76% of the stake in company, BLUESTEIN SCOTT, Chief Executive Officer, holds the largest shares of 2.16M. HENRIQUEZ MANUEL A, President & CEO, is the second largest HTGC insider with ownership of 1.84M shares. SHAH PARAG, Senior Managing Director, stands third with possession of 251.83K shares of that stake.

Insiders	Designation	Shares Held
BLUESTEIN SCOTT	Chief Executive Officer	2.16M
HENRIQUEZ MANUEL A	President & CEO	1.84M
SHAH PARAG	Senior Managing Director	251.83K
WOODWARD ALLYN C JR	director	208.03K
BHAUMIK SAM	Senior Managing Director	196.95K
CHOW JOSEPH W	director	108.17K
BARON JESSICA T	CFO	99.63K
FALLON THOMAS J	director	92.4K
FOLLMANN CHRISTIAN	Chief Operating Officer	72.18K
CROWELL GAYLE A	director	59.37K
HARVEY H SCOTT	Chief Legal Officer & Sec	52.66K
JAQUEZ-FISSORI TODD	Senior Managing Director	44.98K
DENOMME MARK	Senior Managing Director	38.35K
FOSTER CAROL L	director	16.55K
RANDHAWA PARAMJEET K	director	15.97K
AGUIRRE DEANNE	director	11.87K
LOO WADE	director	8.75K
THEODOSOPOULOS NIKOS	director	5.61K
BADAVAS ROBERT P	director	4.23K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 26, 2024	BLUESTEIN SCOTT	SALE	19.59	100K	1.96M	2.16M
Aug 06, 2024	FALLON THOMAS J	PURCHASE	18.33	5.72K	104.88K	92.4K
Aug 06, 2024	AGUIRRE DEANNE	PURCHASE	18.49	5.66K	104.66K	11.87K
Aug 06, 2024	CROWELL GAYLE A	PURCHASE	18.06	5.79K	104.59K	59.37K
Aug 06, 2024	RANDHAWA PARAMJEET K	PURCHASE	18.07	2.9K	52.38K	15.97K
Aug 06, 2024	LOO WADE	PURCHASE	18.54	5.65K	104.68K	8.75K
Aug 06, 2024	THEODOSOPOULOS NIKOS	PURCHASE	18.03	1.61K	29K	5.61K
Jun 25, 2024	CROWELL GAYLE A	PURCHASE	20.05	702	14.07K	53.58K
Jun 20, 2024	BADAVAS ROBERT P	SALE	19.69	13.3K	261.89K	4.23K
Jun 18, 2024	BADAVAS ROBERT P	SALE	19.60	1.7K	33.32K	4.23K
May 24, 2023	FOLLMANN CHRISTIAN	SALE	13.72	455	6.24K	72.18K
May 08, 2023	CROWELL GAYLE A	PURCHASE	13.66	7.2K	98.35K	38.85K
Mar 17, 2023	LOO WADE	PURCHASE	11.95	4K	47.8K	8.06K
Nov 21, 2022	BLUESTEIN SCOTT	SALE	14.16	100K	1.42M	946.62K
Aug 18, 2022	LOO WADE	PURCHASE	15.63	57	890.91	3.47K
May 24, 2022	FOLLMANN CHRISTIAN	SALE	14.23	420	5.98K	48.45K
May 12, 2022	FALLON THOMAS J	PURCHASE	14.88	10K	148.8K	61.6K
Mar 24, 2022	LOO WADE	PURCHASE	17.89	75	1.34K	1.18K
Nov 15, 2021	BLUESTEIN SCOTT	SALE	17.11	80K	1.37M	845.45K
May 04, 2021	BADAVAS ROBERT P	SALE	17.49	10K	174.9K	107.45K
May 03, 2021	CROWELL GAYLE A	PURCHASE	17.50	377	6.6K	14.11K
Mar 18, 2021	BLUESTEIN SCOTT	SALE	15.80	80K	1.26M	923.09K
Mar 15, 2021	FALLON THOMAS J	SALE	16.56	15K	248.4K	49.94K
Nov 18, 2020	FOSTER CAROL L	PURCHASE	12.99	3.85K	50.01K	16.55K
Oct 07, 2019	FOSTER CAROL L	SALE	13.27	1.33K	17.62K	6.06K
Dec 14, 2015	HENRIQUEZ MANUEL A	PURCHASE	10.99	1K	10.99K	1.84M
Nov 23, 2015	FALLON THOMAS J	PURCHASE	11.16	10K	111.6K	20.94K
Jun 19, 2015	HENRIQUEZ MANUEL A	PURCHASE	11.80	2.5K	29.5K	1.92M
May 19, 2015	BLUESTEIN SCOTT	SALE	12.65	6K	75.9K	159.87K
Apr 23, 2015	BARON JESSICA T	SALE	14.06	2K	28.12K	99.63K
Apr 20, 2015	BLUESTEIN SCOTT	SALE	13.90	6K	83.4K	166.11K
Mar 23, 2015	BARON JESSICA T	SALE	13.99	2K	27.98K	109.78K
Mar 19, 2015	BLUESTEIN SCOTT	SALE	13.48	6K	80.88K	184.19K
Feb 23, 2015	BARON JESSICA T	SALE	15.44	2K	30.88K	94.61K
Feb 19, 2015	BLUESTEIN SCOTT	SALE	15.36	6K	92.16K	144.4K
Jan 23, 2015	BARON JESSICA T	SALE	15.00	2K	30K	97.28K
Jan 20, 2015	BLUESTEIN SCOTT	SALE	13.96	6K	83.76K	149.43K
Dec 23, 2014	BARON JESSICA T	SALE	14.74	2K	29.48K	99.89K
Dec 19, 2014	BLUESTEIN SCOTT	SALE	14.81	6K	88.86K	155.75K
Dec 19, 2014	HENRIQUEZ MANUEL A	SALE	14.80	43.13K	638.35K	1.74M
Dec 18, 2014	HENRIQUEZ MANUEL A	SALE	14.69	50K	734.5K	1.78M
Dec 10, 2014	BARON JESSICA T	SALE	15.02	2K	30.04K	101.89K
Dec 01, 2014	SHAH PARAG	SALE	15.33	22.5K	344.93K	251.83K
Nov 24, 2014	BARON JESSICA T	SALE	15.63	2K	31.26K	113.61K
Nov 19, 2014	SHAH PARAG	SALE	15.63	22.5K	351.68K	274.84K
Nov 03, 2014	BLUESTEIN SCOTT	SALE	15.84	6K	95.04K	163.73K
Oct 23, 2014	BARON JESSICA T	SALE	15.14	2K	30.28K	116.18K
Oct 01, 2014	SHAH PARAG	SALE	14.33	22.5K	322.43K	299.2K
Oct 01, 2014	BLUESTEIN SCOTT	SALE	14.33	6K	85.98K	149.33K
Sep 23, 2014	BARON JESSICA T	SALE	14.51	2K	29.02K	118.85K
Sep 12, 2014	HENRIQUEZ MANUEL A	SALE	15.40	41.96K	646.21K	1.85M
Sep 11, 2014	HENRIQUEZ MANUEL A	SALE	15.39	8.04K	123.7K	1.9M
Sep 02, 2014	SHAH PARAG	SALE	15.25	33K	503.25K	324.66K
Sep 02, 2014	BLUESTEIN SCOTT	SALE	15.25	6K	91.5K	157.39K
Aug 29, 2014	HENRIQUEZ MANUEL A	SALE	15.24	12.42K	189.31K	1.93M
Aug 28, 2014	HENRIQUEZ MANUEL A	SALE	15.15	37.58K	569.31K	1.94M
Aug 25, 2014	BARON JESSICA T	SALE	15.22	2K	30.44K	122.83K
Aug 20, 2014	SHAH PARAG	SALE	15.75	33K	519.75K	358.16K
Aug 01, 2014	BLUESTEIN SCOTT	SALE	16.55	6K	99.3K	163.73K
Jul 23, 2014	BARON JESSICA T	SALE	16.61	2K	33.22K	125.51K
Jul 01, 2014	SHAH PARAG	SALE	16.21	33K	534.93K	393.24K
Jul 01, 2014	BLUESTEIN SCOTT	SALE	16.21	6K	97.26K	170.03K
Jun 23, 2014	BARON JESSICA T	SALE	15.44	2K	30.88K	128.08K
Jun 16, 2014	BLUESTEIN SCOTT	SALE	15.50	6K	93K	176.08K
Jun 12, 2014	SHAH PARAG	SALE	15.37	33K	507.21K	426.66K
Jun 05, 2014	HENRIQUEZ MANUEL A	SALE	15.60	100K	1.56M	1.99M
May 16, 2014	BARON JESSICA T	SALE	13.88	10K	138.8K	131.74K
May 07, 2014	BLUESTEIN SCOTT	SALE	14.24	17.73K	252.52K	184.04K
Dec 24, 2013	BARON JESSICA T	SALE	16.85	200	3.37K	111.85K
Sep 10, 2013	HENRIQUEZ MANUEL A	PURCHASE	14.32	5K	71.6K	1.74M
Aug 08, 2013	WOODWARD ALLYN C JR	PURCHASE	14.75	1.5K	22.13K	208.03K
Aug 06, 2013	BADAVAS ROBERT P	PURCHASE	14.63	5K	73.15K	122.96K
Mar 12, 2013	JAQUEZ-FISSORI TODD	SALE	15.36	22.23K	341.44K	44.98K
Sep 17, 2012	JAQUEZ-FISSORI TODD	SALE	11.50	500	5.75K	48.49K
Aug 08, 2012	JAQUEZ-FISSORI TODD	SALE	11.13	500	5.57K	48.05K
Jun 01, 2012	BADAVAS ROBERT P	PURCHASE	10.40	10K	104K	111.91K
May 22, 2012	JAQUEZ-FISSORI TODD	SALE	10.30	2.5K	25.75K	33.45K
Mar 16, 2012	SHAH PARAG	SALE	10.59	113.63K	1.2M	277.06K
Mar 15, 2012	SHAH PARAG	SALE	10.67	46.11K	491.97K	390.69K
Mar 06, 2012	CHOW JOSEPH W	PURCHASE	10.44	5K	52.2K	108.17K
Mar 06, 2012	HARVEY H SCOTT	SALE	10.58	5.5K	58.19K	52.66K
Mar 05, 2012	WOODWARD ALLYN C JR	PURCHASE	10.48	22.5K	235.8K	173.85K
Dec 12, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.12	5K	45.6K	1.22M
Nov 10, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.05	2K	18.1K	1.21M
Nov 09, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.24	2.5K	23.1K	1.21M
Oct 04, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.40	7K	58.8K	1.21M
Sep 26, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.75	5K	43.75K	1.2M
Sep 06, 2011	CHOW JOSEPH W	PURCHASE	8.68	5K	43.4K	102.93K
Aug 10, 2011	BADAVAS ROBERT P	PURCHASE	8.70	5K	43.5K	96.9K
Aug 10, 2011	BLUESTEIN SCOTT	PURCHASE	8.73	2.75K	24.01K	20.41K
Aug 09, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.78	7K	61.46K	1.2M
Jun 16, 2011	BADAVAS ROBERT P	PURCHASE	10.48	3K	31.44K	87.66K
Jun 15, 2011	BADAVAS ROBERT P	PURCHASE	10.50	2K	21K	84.66K
Jun 08, 2011	HARVEY H SCOTT	SALE	10.40	11.5K	119.6K	55.19K
Jun 02, 2011	BLUESTEIN SCOTT	PURCHASE	10.58	10K	105.8K	17.5K
May 31, 2011	BHAUMIK SAM	SALE	10.77	20K	215.4K	196.95K
May 11, 2011	CHOW JOSEPH W	PURCHASE	10.36	5K	51.8K	89.58K
May 10, 2011	WOODWARD ALLYN C JR	PURCHASE	10.50	10K	105K	139.91K
Dec 28, 2010	WOODWARD ALLYN C JR	PURCHASE	10.47	3.5K	36.65K	127.75K
Dec 22, 2010	DENOMME MARK	SALE	10.66	6.95K	74.07K	38.35K
Nov 30, 2010	WOODWARD ALLYN C JR	PURCHASE	9.96	4K	39.84K	122.2K

Frequently Asked Questions

HTGC Stock Outstanding Shares

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares3.09

Short Percent Of Float3.15

Shares Outstanding167.58M

Shares Float147.83M

Shares Short5.19M

Short Ratio5.59

3.15%

Short % of Float

3.09%

Short % of Shares Outstanding

Market Insider HTGC

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.76% Percentage of Shares held by All Insiders

25.94% Percentage of Shares held by All Institutions

26.41% Percentage of Float held by Institutions

338

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.41%	584K	10.77M	70.66K	+13.76%
Mar 31, 2024	TECTONIC ADVISORS LLC	0.24%	344.86K	6.36M	20.07K	+6.18%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.21%	297.35K	5.49M	297.35K	+100.00%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0.19%	277.99K	5.13M	-6.18K	-2.18%
Mar 31, 2024	FRANKLIN RESOURCES INC	0.19%	271.57K	5.01M	271.57K	+100.00%
Mar 31, 2024	MILLER HOWARD INVESTMENTS INC /NY	0.19%	270K	4.98M	0	0
Mar 31, 2024	UBS GROUP AG	0.18%	253.43K	4.68M	82.03K	+47.86%
Mar 31, 2024	D.A. DAVIDSON & CO.	0.17%	248.12K	4.58M	26.12K	+11.77%
Mar 31, 2024	CENTAURUS FINANCIAL, INC.	0.17%	240.82K	4.44M	-3.77K	-1.54%
Mar 31, 2024	CITADEL ADVISORS LLC	0.17%	239.2K	4.41M	156.9K	+190.64%
Mar 31, 2024	GLOBAL ASSETS ADVISORY, LLC	0.15%	221.05K	12.14M	210.11K	+1,920.76%
Mar 31, 2024	FAS WEALTH PARTNERS, INC.	0.15%	209.99K	3.87M	-8.71K	-3.98%
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.14%	200.33K	3.77M	3K	+1.52%
Mar 31, 2024	CUBIST SYSTEMATIC STRATEGIES, LLC	0.12%	171.18K	3.16M	151.66K	+776.87%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.11%	161.92K	2.99M	12.89K	+8.65%
Mar 31, 2024	BAKER AVENUE ASSET MANAGEMENT, LP	0.11%	158.82K	2.93M	-9.03K	-5.38%
Mar 31, 2024	TUDOR INVESTMENT CORP ET AL	0.1%	148.91K	2.75M	16.3K	+12.29%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.1%	148.7K	2.74M	92.18K	+163.10%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.1%	147.4K	2.72M	-64.4K	-30.41%
Mar 31, 2024	VAN ECK ASSOCIATES CORP	1.75%	2.53M	46.6M	111.1K	+4.60%
Mar 31, 2024	MARSHALL WACE, LLP	1.04%	1.5M	27.66M	-314.76K	-17.35%
Mar 31, 2024	LEGAL & GENERAL GROUP PLC	0.84%	1.21M	22.41M	43.78K	+3.74%
Mar 31, 2024	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.26%	374.84K	6.91M	0	0
Mar 31, 2024	MCKINLEY CAPITAL MANAGEMENT LLC	0.24%	341.87K	6.31M	-10.59K	-3.00%
Mar 31, 2024	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.21%	303.82K	5.61M	24.72K	+8.86%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	0.21%	301.37K	5.56M	18.78K	+6.64%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.21%	297.81K	5.49M	1.17K	+0.39%
Mar 31, 2024	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.13%	181.4K	3.35M	16.58K	+10.06%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.11%	159.05K	2.93M	-86.39K	-35.20%
Mar 31, 2024	WATERLOO CAPITAL, L.P.	0.1%	144.35K	2.66M	36.17K	+33.43%
Mar 31, 2024	BLAIR WILLIAM & CO/IL	0.1%	141.88K	2.62M	1.5K	+1.07%
Mar 31, 2024	ALLIANCEBERNSTEIN L.P.	0.1%	140.16K	2.59M	-71.24K	-33.70%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	0.1%	137.3K	2.53M	-33.82K	-19.76%
Mar 31, 2024	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.09%	135.44K	2.5M	746	+0.55%
Mar 31, 2024	GRAYPOINT LLC	0.09%	133.37K	2.46M	3.42K	+2.63%
Mar 31, 2024	POLARIS CAPITAL MANAGEMENT, LLC	0.09%	125.55K	2.32M	0	0
Mar 31, 2024	TRUVESTMENTS CAPITAL LLC	0.09%	123.19K	2.27M	103.37K	+521.72%
Mar 31, 2024	DNB ASSET MANAGEMENT AS	0.08%	115.63K	2.13M	10.35K	+9.83%
Mar 31, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0.08%	115.5K	2.1M	1K	+0.87%
Mar 31, 2024	GREAT WEST LIFE ASSURANCE CO /CAN/	0.08%	112.34K	2.08M	-10.31K	-8.41%
Mar 31, 2024	TAYLOR FRIGON CAPITAL MANAGEMENT LLC	0.08%	111.03K	2.05M	238	+0.21%
Mar 31, 2024	WINTRUST INVESTMENTS LLC	0.08%	110.26K	2.03M	1.68K	+1.54%
Mar 31, 2024	ADVISORS CAPITAL MANAGEMENT, LLC	0.64%	928.04K	17.12M	-1.46K	-0.16%
Mar 31, 2024	LPL FINANCIAL LLC	0.55%	786.13K	14.5M	204.74K	+35.22%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	0.55%	785.4K	14.49M	66.8K	+9.30%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.54%	779.95K	14.39M	-77.73K	-9.06%
Mar 31, 2024	ROYAL BANK OF CANADA	0.54%	779.78K	14.39M	51.07K	+7.01%
Mar 31, 2024	MELIA WEALTH LLC	0.48%	691.54K	12.76M	36.33K	+5.54%
Mar 31, 2024	BLACKROCK INC.	0.44%	627.45K	11.58M	-14.56K	-2.27%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	0.43%	614.76K	11.34M	219.4K	+55.50%
Mar 31, 2024	GILMAN HILL ASSET MANAGEMENT, LLC	0.42%	600.18K	11.07M	-9.14K	-1.50%
Mar 31, 2024	SOUND INCOME STRATEGIES, LLC	1.84%	2.65M	48.97M	73.75K	+2.86%
Mar 31, 2024	MORGAN STANLEY	0.79%	1.14M	21.05M	117.23K	+11.45%
Mar 31, 2024	HUDSON BAY CAPITAL MANAGEMENT LP	0.73%	1.06M	19.49M	1.06M	+100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0.37%	535.37K	9.88M	-65.66K	-10.93%
Mar 31, 2024	S&T BANK/PA	0.37%	528.55K	9.75M	-46.85K	-8.14%
Mar 31, 2024	MUZINICH & CO., INC.	0.26%	378.29K	6.31M	0	0
Mar 31, 2024	STIFEL FINANCIAL CORP	0.26%	376.7K	6.95M	3.06K	+0.82%
Mar 31, 2024	CONFLUENCE INVESTMENT MANAGEMENT LLC	0.26%	376.67K	6.95M	376.67K	+100.00%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.26%	374.01K	6.9M	6.64K	+1.81%
Mar 31, 2024	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	371.18K	6.85M	120	+0.03%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	0.2%	282.6K	4.71M	-27.98K	-9.01%
Dec 31, 2023	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.19%	279.1K	4.65M	178	+0.06%
Dec 31, 2023	MILLER HOWARD INVESTMENTS INC /NY	0.19%	270K	4.5M	-130K	-32.50%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.17%	245.44K	4.09M	203.91K	+491.00%
Dec 31, 2023	CENTAURUS FINANCIAL, INC.	0.17%	244.59K	4.08M	-88.16K	-26.50%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.17%	241K	4.02M	95.89K	+66.08%
Dec 31, 2023	CITADEL ADVISORS LLC	0.16%	231.46K	3.86M	161.89K	+232.71%
Dec 31, 2023	D.A. DAVIDSON & CO.	0.15%	221.99K	3.7M	18.47K	+9.08%
Dec 31, 2023	FAS WEALTH PARTNERS, INC.	0.15%	218.7K	3.65M	-3.45K	-1.55%
Dec 31, 2023	PUTNAM INVESTMENTS LLC	0.15%	215.07K	3.59M	44.04K	+25.75%
Dec 31, 2023	ALLIANCEBERNSTEIN L.P.	0.15%	211.4K	3.52M	0	0
Dec 31, 2023	JEFFERIES FINANCIAL GROUP INC.	0.14%	197.6K	3.29M	-462.4K	-70.06%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.14%	197.33K	3.29M	-11.33K	-5.43%
Dec 31, 2023	UBS GROUP AG	0.12%	171.4K	2.86M	-105.47K	-38.09%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	0.12%	171.12K	2.85M	41.12K	+31.63%
Dec 31, 2023	BAKER AVENUE ASSET MANAGEMENT, LP	0.12%	167.85K	2.8M	12.17K	+7.82%
Dec 31, 2023	JUMP FINANCIAL, LLC	0.11%	165.4K	2.76M	50.39K	+43.81%
Dec 31, 2023	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.11%	164.82K	2.75M	-8.98K	-5.17%
Dec 31, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0.1%	149.8K	2.5M	116.7K	+352.57%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.1%	149.03K	2.48M	21.76K	+17.10%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.1%	148.46K	2.47M	59.34K	+66.59%
Dec 31, 2023	BLAIR WILLIAM & CO/IL	0.1%	140.38K	2.34M	3K	+2.18%
Dec 31, 2023	FJ CAPITAL MANAGEMENT LLC	0.1%	140.35K	2.34M	79.55K	+130.82%
Dec 31, 2023	MOUNT YALE INVESTMENT ADVISORS, LLC	0.1%	138.98K	2.32M	-21.96K	-13.64%
Dec 31, 2023	SOUND INCOME STRATEGIES, LLC	1.78%	2.58M	43.01M	59.26K	+2.35%
Dec 31, 2023	VAN ECK ASSOCIATES CORP	1.67%	2.41M	40.25M	381.32K	+18.75%
Dec 31, 2023	MARSHALL WACE, LLP	1.25%	1.81M	30.24M	598.1K	+49.19%
Dec 31, 2023	LEGAL & GENERAL GROUP PLC	0.81%	1.17M	19.52M	138.16K	+13.38%
Dec 31, 2023	MORGAN STANLEY	0.71%	1.02M	17.07M	-61.82K	-5.69%
Dec 31, 2023	ADVISORS CAPITAL MANAGEMENT, LLC	0.64%	929.5K	15.5M	-76.81K	-7.63%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.59%	857.68K	14.3M	-32.49K	-3.65%
Dec 31, 2023	ROYAL BANK OF CANADA	0.5%	728.71K	12.15M	197.61K	+37.21%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	0.5%	718.6K	11.98M	-32.9K	-4.38%
Dec 31, 2023		0.45%	655.22K	10.92M	655.22K	+100.00%
Dec 31, 2023	BLACKROCK INC.	0.44%	642.01K	10.7M	3.5K	+0.55%
Dec 31, 2023	GILMAN HILL ASSET MANAGEMENT, LLC	0.42%	609.32K	10.16M	-17.06K	-2.72%
Dec 31, 2023	JPMORGAN CHASE & CO	0.42%	601.04K	10.02M	11.01K	+1.87%
Dec 31, 2023	LPL FINANCIAL LLC	0.4%	581.39K	9.69M	54.3K	+10.30%
Dec 31, 2023	S&T BANK/PA	0.4%	575.4K	9.59M	-28.8K	-4.77%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.35%	513.34K	8.56M	-23.29K	-4.34%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.27%	395.35K	6.59M	-98.84K	-20.00%
Dec 31, 2023	MUZINICH & CO., INC.	0.26%	378.29K	6.31M	6.91K	+1.86%
Dec 31, 2023	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.26%	374.84K	6.25M	0	0
Dec 31, 2023	STIFEL FINANCIAL CORP	0.26%	373.64K	6.23M	-9.09K	-2.37%
Dec 31, 2023	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	371.06K	6.19M	12.22K	+3.41%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.25%	367.36K	6.12M	-53.61K	-12.73%
Dec 31, 2023	MCKINLEY CAPITAL MANAGEMENT LLC	0.24%	352.45K	5.88M	3.46K	+0.99%
Dec 31, 2023	TECTONIC ADVISORS LLC	0.22%	324.79K	5.41M	26.81K	+9.00%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.2%	296.64K	4.94M	5.37K	+1.84%
Dec 31, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.2%	284.17K	4.74M	-13.46K	-4.52%

HTGC Insiders

Insiders	Designation	Shares Held
BLUESTEIN SCOTT	Chief Executive Officer	2.16M
HENRIQUEZ MANUEL A	President & CEO	1.84M
SHAH PARAG	Senior Managing Director	251.83K
WOODWARD ALLYN C JR	director	208.03K
BHAUMIK SAM	Senior Managing Director	196.95K
CHOW JOSEPH W	director	108.17K
BARON JESSICA T	CFO	99.63K
FALLON THOMAS J	director	92.4K
FOLLMANN CHRISTIAN	Chief Operating Officer	72.18K
CROWELL GAYLE A	director	59.37K
HARVEY H SCOTT	Chief Legal Officer & Sec	52.66K
JAQUEZ-FISSORI TODD	Senior Managing Director	44.98K
DENOMME MARK	Senior Managing Director	38.35K
FOSTER CAROL L	director	16.55K
RANDHAWA PARAMJEET K	director	15.97K
AGUIRRE DEANNE	director	11.87K
LOO WADE	director	8.75K
THEODOSOPOULOS NIKOS	director	5.61K
BADAVAS ROBERT P	director	4.23K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 26, 2024	BLUESTEIN SCOTT	SALE	19.59	100K	1.96M	2.16M
Aug 06, 2024	FALLON THOMAS J	PURCHASE	18.33	5.72K	104.88K	92.4K
Aug 06, 2024	AGUIRRE DEANNE	PURCHASE	18.49	5.66K	104.66K	11.87K
Aug 06, 2024	CROWELL GAYLE A	PURCHASE	18.06	5.79K	104.59K	59.37K
Aug 06, 2024	RANDHAWA PARAMJEET K	PURCHASE	18.07	2.9K	52.38K	15.97K
Aug 06, 2024	LOO WADE	PURCHASE	18.54	5.65K	104.68K	8.75K
Aug 06, 2024	THEODOSOPOULOS NIKOS	PURCHASE	18.03	1.61K	29K	5.61K
Jun 25, 2024	CROWELL GAYLE A	PURCHASE	20.05	702	14.07K	53.58K
Jun 20, 2024	BADAVAS ROBERT P	SALE	19.69	13.3K	261.89K	4.23K
Jun 18, 2024	BADAVAS ROBERT P	SALE	19.60	1.7K	33.32K	4.23K
May 24, 2023	FOLLMANN CHRISTIAN	SALE	13.72	455	6.24K	72.18K
May 08, 2023	CROWELL GAYLE A	PURCHASE	13.66	7.2K	98.35K	38.85K
Mar 17, 2023	LOO WADE	PURCHASE	11.95	4K	47.8K	8.06K
Nov 21, 2022	BLUESTEIN SCOTT	SALE	14.16	100K	1.42M	946.62K
Aug 18, 2022	LOO WADE	PURCHASE	15.63	57	890.91	3.47K
May 24, 2022	FOLLMANN CHRISTIAN	SALE	14.23	420	5.98K	48.45K
May 12, 2022	FALLON THOMAS J	PURCHASE	14.88	10K	148.8K	61.6K
Mar 24, 2022	LOO WADE	PURCHASE	17.89	75	1.34K	1.18K
Nov 15, 2021	BLUESTEIN SCOTT	SALE	17.11	80K	1.37M	845.45K
May 04, 2021	BADAVAS ROBERT P	SALE	17.49	10K	174.9K	107.45K
May 03, 2021	CROWELL GAYLE A	PURCHASE	17.50	377	6.6K	14.11K
Mar 18, 2021	BLUESTEIN SCOTT	SALE	15.80	80K	1.26M	923.09K
Mar 15, 2021	FALLON THOMAS J	SALE	16.56	15K	248.4K	49.94K
Nov 18, 2020	FOSTER CAROL L	PURCHASE	12.99	3.85K	50.01K	16.55K
Oct 07, 2019	FOSTER CAROL L	SALE	13.27	1.33K	17.62K	6.06K
Dec 14, 2015	HENRIQUEZ MANUEL A	PURCHASE	10.99	1K	10.99K	1.84M
Nov 23, 2015	FALLON THOMAS J	PURCHASE	11.16	10K	111.6K	20.94K
Jun 19, 2015	HENRIQUEZ MANUEL A	PURCHASE	11.80	2.5K	29.5K	1.92M
May 19, 2015	BLUESTEIN SCOTT	SALE	12.65	6K	75.9K	159.87K
Apr 23, 2015	BARON JESSICA T	SALE	14.06	2K	28.12K	99.63K
Apr 20, 2015	BLUESTEIN SCOTT	SALE	13.90	6K	83.4K	166.11K
Mar 23, 2015	BARON JESSICA T	SALE	13.99	2K	27.98K	109.78K
Mar 19, 2015	BLUESTEIN SCOTT	SALE	13.48	6K	80.88K	184.19K
Feb 23, 2015	BARON JESSICA T	SALE	15.44	2K	30.88K	94.61K
Feb 19, 2015	BLUESTEIN SCOTT	SALE	15.36	6K	92.16K	144.4K
Jan 23, 2015	BARON JESSICA T	SALE	15.00	2K	30K	97.28K
Jan 20, 2015	BLUESTEIN SCOTT	SALE	13.96	6K	83.76K	149.43K
Dec 23, 2014	BARON JESSICA T	SALE	14.74	2K	29.48K	99.89K
Dec 19, 2014	BLUESTEIN SCOTT	SALE	14.81	6K	88.86K	155.75K
Dec 19, 2014	HENRIQUEZ MANUEL A	SALE	14.80	43.13K	638.35K	1.74M
Dec 18, 2014	HENRIQUEZ MANUEL A	SALE	14.69	50K	734.5K	1.78M
Dec 10, 2014	BARON JESSICA T	SALE	15.02	2K	30.04K	101.89K
Dec 01, 2014	SHAH PARAG	SALE	15.33	22.5K	344.93K	251.83K
Nov 24, 2014	BARON JESSICA T	SALE	15.63	2K	31.26K	113.61K
Nov 19, 2014	SHAH PARAG	SALE	15.63	22.5K	351.68K	274.84K
Nov 03, 2014	BLUESTEIN SCOTT	SALE	15.84	6K	95.04K	163.73K
Oct 23, 2014	BARON JESSICA T	SALE	15.14	2K	30.28K	116.18K
Oct 01, 2014	SHAH PARAG	SALE	14.33	22.5K	322.43K	299.2K
Oct 01, 2014	BLUESTEIN SCOTT	SALE	14.33	6K	85.98K	149.33K
Sep 23, 2014	BARON JESSICA T	SALE	14.51	2K	29.02K	118.85K
Sep 12, 2014	HENRIQUEZ MANUEL A	SALE	15.40	41.96K	646.21K	1.85M
Sep 11, 2014	HENRIQUEZ MANUEL A	SALE	15.39	8.04K	123.7K	1.9M
Sep 02, 2014	SHAH PARAG	SALE	15.25	33K	503.25K	324.66K
Sep 02, 2014	BLUESTEIN SCOTT	SALE	15.25	6K	91.5K	157.39K
Aug 29, 2014	HENRIQUEZ MANUEL A	SALE	15.24	12.42K	189.31K	1.93M
Aug 28, 2014	HENRIQUEZ MANUEL A	SALE	15.15	37.58K	569.31K	1.94M
Aug 25, 2014	BARON JESSICA T	SALE	15.22	2K	30.44K	122.83K
Aug 20, 2014	SHAH PARAG	SALE	15.75	33K	519.75K	358.16K
Aug 01, 2014	BLUESTEIN SCOTT	SALE	16.55	6K	99.3K	163.73K
Jul 23, 2014	BARON JESSICA T	SALE	16.61	2K	33.22K	125.51K
Jul 01, 2014	SHAH PARAG	SALE	16.21	33K	534.93K	393.24K
Jul 01, 2014	BLUESTEIN SCOTT	SALE	16.21	6K	97.26K	170.03K
Jun 23, 2014	BARON JESSICA T	SALE	15.44	2K	30.88K	128.08K
Jun 16, 2014	BLUESTEIN SCOTT	SALE	15.50	6K	93K	176.08K
Jun 12, 2014	SHAH PARAG	SALE	15.37	33K	507.21K	426.66K
Jun 05, 2014	HENRIQUEZ MANUEL A	SALE	15.60	100K	1.56M	1.99M
May 16, 2014	BARON JESSICA T	SALE	13.88	10K	138.8K	131.74K
May 07, 2014	BLUESTEIN SCOTT	SALE	14.24	17.73K	252.52K	184.04K
Dec 24, 2013	BARON JESSICA T	SALE	16.85	200	3.37K	111.85K
Sep 10, 2013	HENRIQUEZ MANUEL A	PURCHASE	14.32	5K	71.6K	1.74M
Aug 08, 2013	WOODWARD ALLYN C JR	PURCHASE	14.75	1.5K	22.13K	208.03K
Aug 06, 2013	BADAVAS ROBERT P	PURCHASE	14.63	5K	73.15K	122.96K
Mar 12, 2013	JAQUEZ-FISSORI TODD	SALE	15.36	22.23K	341.44K	44.98K
Sep 17, 2012	JAQUEZ-FISSORI TODD	SALE	11.50	500	5.75K	48.49K
Aug 08, 2012	JAQUEZ-FISSORI TODD	SALE	11.13	500	5.57K	48.05K
Jun 01, 2012	BADAVAS ROBERT P	PURCHASE	10.40	10K	104K	111.91K
May 22, 2012	JAQUEZ-FISSORI TODD	SALE	10.30	2.5K	25.75K	33.45K
Mar 16, 2012	SHAH PARAG	SALE	10.59	113.63K	1.2M	277.06K
Mar 15, 2012	SHAH PARAG	SALE	10.67	46.11K	491.97K	390.69K
Mar 06, 2012	CHOW JOSEPH W	PURCHASE	10.44	5K	52.2K	108.17K
Mar 06, 2012	HARVEY H SCOTT	SALE	10.58	5.5K	58.19K	52.66K
Mar 05, 2012	WOODWARD ALLYN C JR	PURCHASE	10.48	22.5K	235.8K	173.85K
Dec 12, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.12	5K	45.6K	1.22M
Nov 10, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.05	2K	18.1K	1.21M
Nov 09, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.24	2.5K	23.1K	1.21M
Oct 04, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.40	7K	58.8K	1.21M
Sep 26, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.75	5K	43.75K	1.2M
Sep 06, 2011	CHOW JOSEPH W	PURCHASE	8.68	5K	43.4K	102.93K
Aug 10, 2011	BADAVAS ROBERT P	PURCHASE	8.70	5K	43.5K	96.9K
Aug 10, 2011	BLUESTEIN SCOTT	PURCHASE	8.73	2.75K	24.01K	20.41K
Aug 09, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.78	7K	61.46K	1.2M
Jun 16, 2011	BADAVAS ROBERT P	PURCHASE	10.48	3K	31.44K	87.66K
Jun 15, 2011	BADAVAS ROBERT P	PURCHASE	10.50	2K	21K	84.66K
Jun 08, 2011	HARVEY H SCOTT	SALE	10.40	11.5K	119.6K	55.19K
Jun 02, 2011	BLUESTEIN SCOTT	PURCHASE	10.58	10K	105.8K	17.5K
May 31, 2011	BHAUMIK SAM	SALE	10.77	20K	215.4K	196.95K
May 11, 2011	CHOW JOSEPH W	PURCHASE	10.36	5K	51.8K	89.58K
May 10, 2011	WOODWARD ALLYN C JR	PURCHASE	10.50	10K	105K	139.91K
Dec 28, 2010	WOODWARD ALLYN C JR	PURCHASE	10.47	3.5K	36.65K	127.75K
Dec 22, 2010	DENOMME MARK	SALE	10.66	6.95K	74.07K	38.35K
Nov 30, 2010	WOODWARD ALLYN C JR	PURCHASE	9.96	4K	39.84K	122.2K

HTGC Stock Ownership Breakdown

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