Prospect Capital (PSEC) insider trading activity: Get Latest News Today

PSEC Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider PSEC

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

29.04% Percentage of Shares held by All Insiders

9.19% Percentage of Shares held by All Institutions

12.94% Percentage of Float held by Institutions

243

Number of Institutions Holding Shares

Institutional Ownership

About 9.19% of PSEC shares are held by financial institutions. MILLENNIUM MANAGEMENT LLC is the top corporate investor, holding 113.75K shares valued at $627.92K. A 0.03% stake in Prospect Capital Corporation is owned by the company. CATALYST CAPITAL ADVISORS LLC owns 95.14K shares valued at $525.17K, which translates its holding of 0.02% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
2024-03-31	MILLENNIUM MANAGEMENT LLC	0.03%	113.75K	627.92K	-342.66K	-75.08%
2024-03-31	CATALYST CAPITAL ADVISORS LLC	0.02%	95.14K	525.17K	95.14K	+100.00%
2024-03-31	WESTWOOD HOLDINGS GROUP INC	0.02%	93.25K	515K	0	0
2024-03-31	CETERA ADVISORS LLC	0.02%	91.21K	503.49K	13.58K	+17.50%
2024-03-31	GARDEN STATE INVESTMENT ADVISORY SERVICES LLC	0.02%	89.14K	489.4K	-1.51K	-1.67%
2024-03-31	PHILADELPHIA TRUST CO	0.02%	86.35K	477K	0	0
2024-03-31	SIGMA PLANNING CORP	0.02%	75.69K	417.82K	22.45K	+42.16%
2024-03-31	SUMMIT GLOBAL INVESTMENTS	0.02%	75K	414K	-22	-0.03%
2024-03-31	JUMP FINANCIAL, LLC	0.02%	74.47K	411.06K	-253.75K	-77.31%
2024-03-31	ADVISORY SERVICES NETWORK, LLC	0.02%	71.39K	394.09K	-53.42K	-42.80%
2024-03-31	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.02%	69.97K	386.24K	-6.62K	-8.64%
2024-03-31	WELLS FARGO & COMPANY/MN	0.06%	265.76K	1.47M	84.53K	+46.64%
2024-03-31	TRUIST FINANCIAL CORP	0.05%	200.64K	1.11M	7.58K	+3.93%
2024-03-31	ATRIA WEALTH SOLUTIONS, INC.	0.04%	175.73K	970.7K	47.79K	+37.36%
2024-03-31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.04%	175.51K	963.53K	-76.04K	-30.23%
2024-03-31	VIRTUS ETF ADVISERS LLC	0.03%	141.75K	782.45K	37.41K	+35.85%
2024-03-31	Y.D. MORE INVESTMENTS LTD	0.31%	1.25M	31.36M	-18.89K	-1.48%
2024-03-31	COMMONWEALTH EQUITY SERVICES, LLC	0.28%	1.14M	6.32M	1.14M	+100.00%
2024-03-31	LPL FINANCIAL LLC	0.26%	1.08M	5.96M	33.88K	+3.24%
2024-03-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.25%	1.04M	5.77M	88.36K	+9.24%
2024-03-31	CITADEL ADVISORS LLC	0.25%	1.04M	5.73M	426K	+69.60%
2024-03-31	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.19%	761.2K	4.2M	-366.2K	-32.48%
2024-03-31	ANSON FUNDS MANAGEMENT LP	0.17%	685.7K	3.79M	685.7K	+100.00%
2024-03-31	MCKINLEY CAPITAL MANAGEMENT LLC	0.1%	408.44K	2.25M	-13.08K	-3.10%
2024-03-31	BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.1%	394.37K	2.18M	147.46K	+59.72%
2024-03-31	LSV ASSET MANAGEMENT	0.39%	1.61M	8.88M	-427.04K	-20.98%
2024-03-31	BLACKROCK INC.	0.33%	1.37M	7.57M	112.53K	+8.94%
2024-03-31	US BANCORP \DE\	0.07%	293.12K	1.62M	1.7K	+0.58%
2024-03-31	MARSHALL WACE, LLP	0.07%	288.36K	1.59M	-420.12K	-59.30%
2024-03-31	NORTHERN TRUST CORP	0.04%	156.89K	866.03K	-217	-0.14%
2024-03-31	KOVACK ADVISORS, INC.	0.03%	138.55K	764.79K	-6.36K	-4.39%
2024-03-31	GARNER ASSET MANAGEMENT CORP	0.03%	128.46K	871K	-24.08K	-15.79%
2024-03-31	ALBERTA INVESTMENT MANAGEMENT CORP	0.03%	124.9K	689.45K	0	0
2024-03-31	CAXTON ASSOCIATES LP	0.03%	124.1K	685.04K	-111.63K	-47.35%
2024-03-31	XML FINANCIAL, LLC	0.42%	1.71M	9.46M	386.27K	+29.12%
2024-03-31	TACTIVE ADVISORS, LLC	0.08%	321.1K	1.77M	136.74K	+74.17%
2024-03-31	DNB ASSET MANAGEMENT AS	0.08%	319.06K	1.76M	64.94K	+25.56%
2024-03-31	CETERA INVESTMENT ADVISERS	0.08%	309.79K	1.71M	264.6K	+585.63%
2024-03-31	JPMORGAN CHASE & CO	0.08%	308.9K	1.71M	-342.03K	-52.54%
2024-03-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.07%	294.71K	1.63M	34.04K	+13.06%
2024-03-31	D.A. DAVIDSON & CO.	0.07%	279.31K	1.54M	-2.45K	-0.87%
2024-03-31	KESTRA PRIVATE WEALTH SERVICES, LLC	0.06%	241.6K	1.33M	9.37K	+4.04%
2024-03-31	PALOGIC VALUE MANAGEMENT, L.P.	0.05%	218.88K	1.21M	54.54K	+33.19%
2024-03-31	BOOTHBAY FUND MANAGEMENT, LLC	0.05%	215K	1.19M	40K	+22.86%
2024-03-31	ESCHLER ASSET MANAGEMENT LLP	0.05%	215K	1.18M	40K	+22.86%
2024-03-31	JEFFERIES FINANCIAL GROUP INC.	0.05%	191.5K	1.06M	2K	+1.06%
2024-03-31	CETERA ADVISOR NETWORKS LLC	0.04%	177.63K	980.52K	1.8K	+1.02%
2024-03-31	KBC GROUP NV	0.04%	177.5K	980K	3.69K	+2.12%
2024-03-31	STIFEL FINANCIAL CORP	0.03%	122.76K	677.61K	8.36K	+7.31%
2024-03-31	QUADRATURE CAPITAL LTD	0.03%	118.5K	654.72K	-29.73K	-20.05%
2024-03-31	HIGHTOWER ADVISORS, LLC	0.03%	116.95K	647K	-9.45K	-7.47%
2024-03-31	VAN ECK ASSOCIATES CORP	1.67%	6.88M	37.98M	719.01K	+11.67%
2024-03-31	LEGAL & GENERAL GROUP PLC	0.81%	3.33M	18.4M	131.52K	+4.11%
2024-03-31	INVESCO LTD.	0.51%	2.11M	11.67M	348.32K	+19.72%
2024-03-31	MORGAN STANLEY	0.48%	1.96M	10.81M	260.55K	+15.35%
2024-03-31	RAYMOND JAMES & ASSOCIATES	0.17%	681.46K	3.76M	95.6K	+16.32%
2024-03-31	ADVISOR GROUP HOLDINGS, INC.	0.14%	591.35K	3.26M	-183.24K	-23.66%
2024-03-31	UBS GROUP AG	0.11%	461.95K	2.55M	58.55K	+14.51%
2024-03-31	ADVISORS ASSET MANAGEMENT, INC.	0.11%	444.54K	2.45M	-5.83K	-1.29%
2024-03-31	SMH CAPITAL ADVISORS INC	0.02%	101.32K	559.3K	1	0.00%
2023-12-31	MILLENNIUM MANAGEMENT LLC	0.11%	456.41K	2.73M	456.41K	+100.00%
2023-12-31	ADVISORS ASSET MANAGEMENT, INC.	0.11%	450.37K	2.7M	-164.16K	-26.71%
2023-12-31	MCKINLEY CAPITAL MANAGEMENT LLC	0.1%	421.52K	2.52M	-5.13K	-1.20%
2023-12-31	UBS GROUP AG	0.1%	403.4K	2.42M	14.32K	+3.68%
2023-12-31	JUMP FINANCIAL, LLC	0.08%	328.22K	1.97M	168.82K	+105.91%
2023-12-31	WHITEBOX ADVISORS LLC	0.08%	311K	1.86M	0	0
2023-12-31	US BANCORP \DE\	0.07%	291.42K	1.75M	1.35K	+0.47%
2023-12-31	D.A. DAVIDSON & CO.	0.07%	281.76K	1.69M	5K	+1.81%
2023-12-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.06%	260.67K	1.55M	-24.58K	-8.62%
2023-12-31	DNB ASSET MANAGEMENT AS	0.06%	254.12K	1.52M	42.01K	+19.80%
2023-12-31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.06%	251.54K	1.51M	-17.78K	-6.60%
2023-12-31	BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.06%	246.91K	1.48M	7.77K	+3.25%
2023-12-31	CAXTON ASSOCIATES LP	0.06%	235.73K	1.41M	0	0
2023-12-31	KESTRA PRIVATE WEALTH SERVICES, LLC	0.06%	232.23K	1.39M	-8.68K	-3.60%
2023-12-31	TRUIST FINANCIAL CORP	0.05%	193.06K	1.16M	2K	+1.05%
2023-12-31	JEFFERIES FINANCIAL GROUP INC.	0.05%	189.5K	1.14M	189.5K	+100.00%
2023-12-31		0.04%	184.36K	1.1M	100.88K	+120.83%
2023-12-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.04%	181.79K	1.09M	-282.58K	-60.85%
2023-12-31	WELLS FARGO & COMPANY/MN	0.04%	181.23K	1.09M	31.33K	+20.90%
2023-12-31	CETERA ADVISOR NETWORKS LLC	0.04%	175.83K	1.05M	-14.67K	-7.70%
2023-12-31	BOOTHBAY FUND MANAGEMENT, LLC	0.04%	175K	1.05M	175K	+100.00%
2023-12-31	ESCHLER ASSET MANAGEMENT LLP	0.04%	175K	1.02M	175K	+100.00%
2023-12-31	KBC GROUP NV	0.04%	173.81K	1.04M	1.51K	+0.88%
2023-12-31	PALOGIC VALUE MANAGEMENT, L.P.	0.04%	164.33K	984.36K	-9.17K	-5.29%
2023-12-31	NORTHERN TRUST CORP	0.04%	157.11K	941.07K	-422.63K	-72.90%
2023-12-31	GARNER ASSET MANAGEMENT CORP	0.04%	152.54K	1.37M	-10.47K	-6.42%
2023-12-31	QUADRATURE CAPITAL LTD	0.04%	148.23K	887.89K	148.23K	+100.00%
2023-12-31	PRELUDE CAPITAL MANAGEMENT, LLC	0.04%	145.2K	869.75K	0	0
2023-12-31	KOVACK ADVISORS, INC.	0.04%	144.91K	867.99K	17.35K	+13.60%
2023-12-31	JANE STREET GROUP, LLC	0.03%	137.07K	821.07K	73.53K	+115.71%
2023-12-31	BANK OF AMERICA CORP /DE/	0.03%	131.76K	789.27K	58.98K	+81.04%
2023-12-31	GROUP ONE TRADING, L.P.	0.03%	129K	772.71M	-290.8K	-69.27%
2023-12-31	VAN ECK ASSOCIATES CORP	1.5%	6.16M	36.91M	1.28M	+26.14%
2023-12-31	FOURSIXTHREE CAPITAL LP	1.42%	5.85M	35.05M	3.28M	+127.25%
2023-12-31	LEGAL & GENERAL GROUP PLC	0.78%	3.2M	19.14M	244.34K	+8.27%
2023-12-31	LSV ASSET MANAGEMENT	0.5%	2.04M	12.19M	298.4K	+17.18%
2023-12-31	INVESCO LTD.	0.43%	1.77M	10.58M	1.68M	+1,969.05%
2023-12-31	MORGAN STANLEY	0.41%	1.7M	10.17M	-159.83K	-8.61%
2023-12-31	XML FINANCIAL, LLC	0.32%	1.33M	7.95M	-57.72K	-4.17%
2023-12-31	Y.D. MORE INVESTMENTS LTD	0.31%	1.27M	31.83M	0	0
2023-12-31	BLACKROCK INC.	0.31%	1.26M	7.54M	14.6K	+1.17%
2023-12-31	CARRONADE CAPITAL MANAGEMENT, LP	0.29%	1.2M	7.19M	-321.9K	-21.15%
2023-12-31	LPL FINANCIAL LLC	0.25%	1.05M	6.26M	145.73K	+16.20%
2023-12-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.23%	956.28K	5.73M	164.37K	+20.76%
2023-12-31	ADVISOR GROUP HOLDINGS, INC.	0.19%	774.59K	4.64M	-64.71K	-7.71%
2023-12-31	MARSHALL WACE, LLP	0.17%	708.47K	4.24M	708.47K	+100.00%
2023-12-31	JPMORGAN CHASE & CO	0.16%	650.93K	3.9M	609.25K	+1,461.80%
2023-12-31	CITADEL ADVISORS LLC	0.15%	612.1K	3.67M	65.2K	+11.92%
2023-12-31	TWO SIGMA INVESTMENTS, LP	0.15%	605.01K	3.62M	536.55K	+783.67%
2023-12-31	RAYMOND JAMES & ASSOCIATES	0.14%	585.86K	3.51M	186.89K	+46.84%

PSEC Insiders

Among the PSEC insiders holding of 29.04% of the stake in company, BARRY JOHN F, CHIEF EXECUTIVE OFFICER, holds the largest shares of 79.48M. ELIASEK M GRIER, Chief Operating Officer, is the second largest PSEC insider with ownership of 2.13M shares. STARK EUGENE S, director, stands third with possession of 57.5K shares of that stake.

Insiders	Designation	Shares Held
BARRY JOHN F	CHIEF EXECUTIVE OFFICER	79.48M
ELIASEK M GRIER	Chief Operating Officer	2.13M
STARK EUGENE S	director	57.5K
GREMP WILLIAM	director	30.15K
VAN DASK KRISTIN LEA	CFO, TREASURER, SECRETARY, CCO	19.4K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
2024-12-24	BARRY JOHN F	PURCHASE	4.29	2M	8.58M	79.48M
2024-11-29	ELIASEK M GRIER	PURCHASE	4.81	210K	1.01M	2.13M
2024-11-27	ELIASEK M GRIER	PURCHASE	4.79	210K	1.01M	1.92M
2024-11-26	ELIASEK M GRIER	PURCHASE	4.72	5K	23.58K	1.71M
2024-11-25	ELIASEK M GRIER	PURCHASE	4.83	5K	24.15K	1.71M
2024-11-22	BARRY JOHN F	PURCHASE	4.78	1M	4.78M	77.47M
2024-11-22	ELIASEK M GRIER	PURCHASE	4.72	5K	23.6K	1.7M
2024-11-21	ELIASEK M GRIER	PURCHASE	4.60	5K	23K	1.7M
2024-11-21	BARRY JOHN F	PURCHASE	4.64	1M	4.64M	76.47M
2024-11-20	BARRY JOHN F	PURCHASE	4.59	1M	4.59M	75.47M
2024-11-20	ELIASEK M GRIER	PURCHASE	4.65	5K	23.25K	1.69M
2024-11-19	ELIASEK M GRIER	PURCHASE	4.50	5K	22.5K	1.69M
2024-11-19	BARRY JOHN F	PURCHASE	4.63	1M	4.63M	74.47M
2024-11-18	BARRY JOHN F	PURCHASE	4.47	837.27K	3.74M	73.45M
2024-11-18	ELIASEK M GRIER	PURCHASE	4.46	5K	22.3K	1.68M
2024-11-15	ELIASEK M GRIER	PURCHASE	4.38	5K	21.9K	1.68M
2024-11-15	BARRY JOHN F	PURCHASE	4.40	205.9K	905.96K	72.61M
2024-11-14	BARRY JOHN F	PURCHASE	4.37	1M	4.37M	72.41M
2024-11-14	ELIASEK M GRIER	PURCHASE	4.30	495	2.13K	1.67M
2024-11-12	VAN DASK KRISTIN LEA	PURCHASE	4.29	9.4K	40.33K	19.4K
2024-09-17	STARK EUGENE S	PURCHASE	5.50	2.5K	13.75K	57.5K
2024-09-16	ELIASEK M GRIER	PURCHASE	5.50	5K	27.5K	1.67M
2024-09-13	ELIASEK M GRIER	PURCHASE	5.44	5K	27.2K	1.66M
2024-09-12	ELIASEK M GRIER	PURCHASE	5.35	5K	26.75K	1.66M
2024-09-10	ELIASEK M GRIER	PURCHASE	5.30	5K	26.5K	1.65M
2024-09-10	BARRY JOHN F	PURCHASE	5.29	95.48K	505.07K	71.38M
2024-09-09	ELIASEK M GRIER	PURCHASE	5.33	5K	26.65K	1.65M
2024-09-09	BARRY JOHN F	PURCHASE	5.30	473.03K	2.51M	71.29M
2024-09-06	ELIASEK M GRIER	PURCHASE	5.25	5K	26.25K	1.64M
2024-09-06	BARRY JOHN F	PURCHASE	5.26	750K	3.95M	70.81M
2024-09-05	BARRY JOHN F	PURCHASE	5.22	100K	522K	69.94M
2024-09-05	ELIASEK M GRIER	PURCHASE	5.25	5K	26.25K	1.64M
2024-09-04	ELIASEK M GRIER	PURCHASE	5.27	5K	26.35K	1.63M
2024-09-04	BARRY JOHN F	PURCHASE	5.23	750K	3.92M	69.84M
2024-09-03	BARRY JOHN F	PURCHASE	5.17	750K	3.88M	69.09M
2024-09-03	ELIASEK M GRIER	PURCHASE	5.23	3.5K	18.31K	1.62M
2024-08-30	ELIASEK M GRIER	PURCHASE	5.20	5K	26K	1.62M
2024-06-20	VAN DASK KRISTIN LEA	PURCHASE	22.50	3.33K	74.93K	4.54K
2024-05-13	BARRY JOHN F	PURCHASE	5.47	4.1K	22.41K	65.8M
2024-05-10	BARRY JOHN F	PURCHASE	5.48	729.82K	4M	65.72M
2024-03-11	VAN DASK KRISTIN LEA	PURCHASE	5.44	5K	27.2K	10K
2023-12-06	ELIASEK M GRIER	PURCHASE	5.67	10K	56.7K	1.62M
2023-12-05	ELIASEK M GRIER	PURCHASE	5.64	10K	56.39K	1.61M
2023-12-04	ELIASEK M GRIER	PURCHASE	5.66	10K	56.59K	1.6M
2023-11-29	ELIASEK M GRIER	PURCHASE	5.60	10K	56K	1.59M
2023-11-28	ELIASEK M GRIER	PURCHASE	5.62	10K	56.2K	1.58M
2023-11-27	ELIASEK M GRIER	PURCHASE	5.75	10K	57.5K	1.57M
2023-11-21	ELIASEK M GRIER	PURCHASE	5.75	15.75K	90.56K	1.56M
2023-11-20	ELIASEK M GRIER	PURCHASE	5.77	1.81K	10.41K	1.53M
2023-11-10	VAN DASK KRISTIN LEA	PURCHASE	5.72	2.5K	14.3K	2.5K
2023-09-12	BARRY JOHN F	PURCHASE	5.99	16.5K	98.84K	72.77M
2023-09-11	BARRY JOHN F	PURCHASE	5.99	16.52K	98.95K	72.75M
2023-09-11	STARK EUGENE S	PURCHASE	6.00	3K	18K	55K
2023-05-12	BARRY JOHN F	PURCHASE	6.09	100K	609K	72.7M
2023-05-11	BARRY JOHN F	PURCHASE	6.28	100K	628K	72.6M
2023-03-14	VAN DASK KRISTIN LEA	PURCHASE	6.87	6K	41.22K	66.49K
2022-11-11	VAN DASK KRISTIN LEA	PURCHASE	7.51	4.25K	31.91K	58.52K
2022-09-26	STARK EUGENE S	PURCHASE	6.55	2K	13.1K	52K
2022-09-07	VAN DASK KRISTIN LEA	PURCHASE	7.35	2.65K	19.48K	53.33K
2022-09-07	STARK EUGENE S	PURCHASE	7.35	2K	14.7K	50K
2021-05-12	STARK EUGENE S	PURCHASE	7.94	1K	7.94K	47K
2020-12-10	VAN DASK KRISTIN LEA	PURCHASE	0.00	1K	-	1K
2020-10-22	ELIASEK M GRIER	PURCHASE	0.00	50	-	50
2020-08-28	STARK EUGENE S	PURCHASE	5.10	2.5K	12.75K	46K
2020-03-24	BARRY JOHN F	PURCHASE	4.20	3.38K	14.18K	68.52M
2020-03-24	ELIASEK M GRIER	PURCHASE	4.45	100K	445K	1.35M
2020-03-23	BARRY JOHN F	PURCHASE	4.13	1M	4.15M	68.48M
2020-03-20	BARRY JOHN F	PURCHASE	4.81	190K	914.36K	65.37M
2020-03-19	BARRY JOHN F	PURCHASE	4.67	1.5M	7M	64.53M
2020-03-18	BARRY JOHN F	PURCHASE	4.56	3.35M	15.29M	61.05M
2020-03-17	BARRY JOHN F	PURCHASE	5.00	265.2K	1.33M	53.7M
2020-03-16	BARRY JOHN F	PURCHASE	4.77	4.61M	22.01M	53.43M
2020-03-13	BARRY JOHN F	PURCHASE	4.92	3.25M	16.01M	48.82M
2020-03-12	BARRY JOHN F	PURCHASE	4.47	2.78M	12.43M	43.79M
2020-03-11	BARRY JOHN F	PURCHASE	4.79	698.09K	3.35M	41.01M
2020-03-10	BARRY JOHN F	PURCHASE	4.94	6.5K	32.1K	39.98M
2020-03-09	BARRY JOHN F	PURCHASE	4.98	33K	164.28K	39.97M
2020-02-25	VAN DASK KRISTIN LEA	PURCHASE	6.18	5K	30.9K	41.25K
2020-02-21	GREMP WILLIAM	PURCHASE	6.54	2K	13.07K	30.15K
2020-02-12	GREMP WILLIAM	PURCHASE	6.54	1K	6.54K	28.15K
2019-12-10	STARK EUGENE S	PURCHASE	6.52	1K	6.52K	43.5K
2019-12-09	VAN DASK KRISTIN LEA	PURCHASE	6.54	3.25K	21.24K	36.25K
2019-11-08	GREMP WILLIAM	PURCHASE	6.46	5K	32.3K	26.51K
2019-09-03	BARRY JOHN F	PURCHASE	6.34	237.86K	1.51M	39.91M
2019-08-30	BARRY JOHN F	PURCHASE	6.39	201.55K	1.29M	39.67M

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE8.63M26

SALES00

NET SHARES8.63M26

NO. OF SHARES HELD699.17M26

% NET SHARES-98.77%0%

Frequently Asked Questions

PSEC Stock Outstanding Shares

ShortableYes

OptionableYes

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider PSEC

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

29.04% Percentage of Shares held by All Insiders

9.19% Percentage of Shares held by All Institutions

12.94% Percentage of Float held by Institutions

243

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
2024-03-31	MILLENNIUM MANAGEMENT LLC	0.03%	113.75K	627.92K	-342.66K	-75.08%
2024-03-31	CATALYST CAPITAL ADVISORS LLC	0.02%	95.14K	525.17K	95.14K	+100.00%
2024-03-31	WESTWOOD HOLDINGS GROUP INC	0.02%	93.25K	515K	0	0
2024-03-31	CETERA ADVISORS LLC	0.02%	91.21K	503.49K	13.58K	+17.50%
2024-03-31	GARDEN STATE INVESTMENT ADVISORY SERVICES LLC	0.02%	89.14K	489.4K	-1.51K	-1.67%
2024-03-31	PHILADELPHIA TRUST CO	0.02%	86.35K	477K	0	0
2024-03-31	SIGMA PLANNING CORP	0.02%	75.69K	417.82K	22.45K	+42.16%
2024-03-31	SUMMIT GLOBAL INVESTMENTS	0.02%	75K	414K	-22	-0.03%
2024-03-31	JUMP FINANCIAL, LLC	0.02%	74.47K	411.06K	-253.75K	-77.31%
2024-03-31	ADVISORY SERVICES NETWORK, LLC	0.02%	71.39K	394.09K	-53.42K	-42.80%
2024-03-31	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.02%	69.97K	386.24K	-6.62K	-8.64%
2024-03-31	WELLS FARGO & COMPANY/MN	0.06%	265.76K	1.47M	84.53K	+46.64%
2024-03-31	TRUIST FINANCIAL CORP	0.05%	200.64K	1.11M	7.58K	+3.93%
2024-03-31	ATRIA WEALTH SOLUTIONS, INC.	0.04%	175.73K	970.7K	47.79K	+37.36%
2024-03-31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.04%	175.51K	963.53K	-76.04K	-30.23%
2024-03-31	VIRTUS ETF ADVISERS LLC	0.03%	141.75K	782.45K	37.41K	+35.85%
2024-03-31	Y.D. MORE INVESTMENTS LTD	0.31%	1.25M	31.36M	-18.89K	-1.48%
2024-03-31	COMMONWEALTH EQUITY SERVICES, LLC	0.28%	1.14M	6.32M	1.14M	+100.00%
2024-03-31	LPL FINANCIAL LLC	0.26%	1.08M	5.96M	33.88K	+3.24%
2024-03-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.25%	1.04M	5.77M	88.36K	+9.24%
2024-03-31	CITADEL ADVISORS LLC	0.25%	1.04M	5.73M	426K	+69.60%
2024-03-31	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.19%	761.2K	4.2M	-366.2K	-32.48%
2024-03-31	ANSON FUNDS MANAGEMENT LP	0.17%	685.7K	3.79M	685.7K	+100.00%
2024-03-31	MCKINLEY CAPITAL MANAGEMENT LLC	0.1%	408.44K	2.25M	-13.08K	-3.10%
2024-03-31	BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.1%	394.37K	2.18M	147.46K	+59.72%
2024-03-31	LSV ASSET MANAGEMENT	0.39%	1.61M	8.88M	-427.04K	-20.98%
2024-03-31	BLACKROCK INC.	0.33%	1.37M	7.57M	112.53K	+8.94%
2024-03-31	US BANCORP \DE\	0.07%	293.12K	1.62M	1.7K	+0.58%
2024-03-31	MARSHALL WACE, LLP	0.07%	288.36K	1.59M	-420.12K	-59.30%
2024-03-31	NORTHERN TRUST CORP	0.04%	156.89K	866.03K	-217	-0.14%
2024-03-31	KOVACK ADVISORS, INC.	0.03%	138.55K	764.79K	-6.36K	-4.39%
2024-03-31	GARNER ASSET MANAGEMENT CORP	0.03%	128.46K	871K	-24.08K	-15.79%
2024-03-31	ALBERTA INVESTMENT MANAGEMENT CORP	0.03%	124.9K	689.45K	0	0
2024-03-31	CAXTON ASSOCIATES LP	0.03%	124.1K	685.04K	-111.63K	-47.35%
2024-03-31	XML FINANCIAL, LLC	0.42%	1.71M	9.46M	386.27K	+29.12%
2024-03-31	TACTIVE ADVISORS, LLC	0.08%	321.1K	1.77M	136.74K	+74.17%
2024-03-31	DNB ASSET MANAGEMENT AS	0.08%	319.06K	1.76M	64.94K	+25.56%
2024-03-31	CETERA INVESTMENT ADVISERS	0.08%	309.79K	1.71M	264.6K	+585.63%
2024-03-31	JPMORGAN CHASE & CO	0.08%	308.9K	1.71M	-342.03K	-52.54%
2024-03-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.07%	294.71K	1.63M	34.04K	+13.06%
2024-03-31	D.A. DAVIDSON & CO.	0.07%	279.31K	1.54M	-2.45K	-0.87%
2024-03-31	KESTRA PRIVATE WEALTH SERVICES, LLC	0.06%	241.6K	1.33M	9.37K	+4.04%
2024-03-31	PALOGIC VALUE MANAGEMENT, L.P.	0.05%	218.88K	1.21M	54.54K	+33.19%
2024-03-31	BOOTHBAY FUND MANAGEMENT, LLC	0.05%	215K	1.19M	40K	+22.86%
2024-03-31	ESCHLER ASSET MANAGEMENT LLP	0.05%	215K	1.18M	40K	+22.86%
2024-03-31	JEFFERIES FINANCIAL GROUP INC.	0.05%	191.5K	1.06M	2K	+1.06%
2024-03-31	CETERA ADVISOR NETWORKS LLC	0.04%	177.63K	980.52K	1.8K	+1.02%
2024-03-31	KBC GROUP NV	0.04%	177.5K	980K	3.69K	+2.12%
2024-03-31	STIFEL FINANCIAL CORP	0.03%	122.76K	677.61K	8.36K	+7.31%
2024-03-31	QUADRATURE CAPITAL LTD	0.03%	118.5K	654.72K	-29.73K	-20.05%
2024-03-31	HIGHTOWER ADVISORS, LLC	0.03%	116.95K	647K	-9.45K	-7.47%
2024-03-31	VAN ECK ASSOCIATES CORP	1.67%	6.88M	37.98M	719.01K	+11.67%
2024-03-31	LEGAL & GENERAL GROUP PLC	0.81%	3.33M	18.4M	131.52K	+4.11%
2024-03-31	INVESCO LTD.	0.51%	2.11M	11.67M	348.32K	+19.72%
2024-03-31	MORGAN STANLEY	0.48%	1.96M	10.81M	260.55K	+15.35%
2024-03-31	RAYMOND JAMES & ASSOCIATES	0.17%	681.46K	3.76M	95.6K	+16.32%
2024-03-31	ADVISOR GROUP HOLDINGS, INC.	0.14%	591.35K	3.26M	-183.24K	-23.66%
2024-03-31	UBS GROUP AG	0.11%	461.95K	2.55M	58.55K	+14.51%
2024-03-31	ADVISORS ASSET MANAGEMENT, INC.	0.11%	444.54K	2.45M	-5.83K	-1.29%
2024-03-31	SMH CAPITAL ADVISORS INC	0.02%	101.32K	559.3K	1	0.00%
2023-12-31	MILLENNIUM MANAGEMENT LLC	0.11%	456.41K	2.73M	456.41K	+100.00%
2023-12-31	ADVISORS ASSET MANAGEMENT, INC.	0.11%	450.37K	2.7M	-164.16K	-26.71%
2023-12-31	MCKINLEY CAPITAL MANAGEMENT LLC	0.1%	421.52K	2.52M	-5.13K	-1.20%
2023-12-31	UBS GROUP AG	0.1%	403.4K	2.42M	14.32K	+3.68%
2023-12-31	JUMP FINANCIAL, LLC	0.08%	328.22K	1.97M	168.82K	+105.91%
2023-12-31	WHITEBOX ADVISORS LLC	0.08%	311K	1.86M	0	0
2023-12-31	US BANCORP \DE\	0.07%	291.42K	1.75M	1.35K	+0.47%
2023-12-31	D.A. DAVIDSON & CO.	0.07%	281.76K	1.69M	5K	+1.81%
2023-12-31	GREAT WEST LIFE ASSURANCE CO /CAN/	0.06%	260.67K	1.55M	-24.58K	-8.62%
2023-12-31	DNB ASSET MANAGEMENT AS	0.06%	254.12K	1.52M	42.01K	+19.80%
2023-12-31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.06%	251.54K	1.51M	-17.78K	-6.60%
2023-12-31	BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.06%	246.91K	1.48M	7.77K	+3.25%
2023-12-31	CAXTON ASSOCIATES LP	0.06%	235.73K	1.41M	0	0
2023-12-31	KESTRA PRIVATE WEALTH SERVICES, LLC	0.06%	232.23K	1.39M	-8.68K	-3.60%
2023-12-31	TRUIST FINANCIAL CORP	0.05%	193.06K	1.16M	2K	+1.05%
2023-12-31	JEFFERIES FINANCIAL GROUP INC.	0.05%	189.5K	1.14M	189.5K	+100.00%
2023-12-31		0.04%	184.36K	1.1M	100.88K	+120.83%
2023-12-31	QUBE RESEARCH & TECHNOLOGIES LTD	0.04%	181.79K	1.09M	-282.58K	-60.85%
2023-12-31	WELLS FARGO & COMPANY/MN	0.04%	181.23K	1.09M	31.33K	+20.90%
2023-12-31	CETERA ADVISOR NETWORKS LLC	0.04%	175.83K	1.05M	-14.67K	-7.70%
2023-12-31	BOOTHBAY FUND MANAGEMENT, LLC	0.04%	175K	1.05M	175K	+100.00%
2023-12-31	ESCHLER ASSET MANAGEMENT LLP	0.04%	175K	1.02M	175K	+100.00%
2023-12-31	KBC GROUP NV	0.04%	173.81K	1.04M	1.51K	+0.88%
2023-12-31	PALOGIC VALUE MANAGEMENT, L.P.	0.04%	164.33K	984.36K	-9.17K	-5.29%
2023-12-31	NORTHERN TRUST CORP	0.04%	157.11K	941.07K	-422.63K	-72.90%
2023-12-31	GARNER ASSET MANAGEMENT CORP	0.04%	152.54K	1.37M	-10.47K	-6.42%
2023-12-31	QUADRATURE CAPITAL LTD	0.04%	148.23K	887.89K	148.23K	+100.00%
2023-12-31	PRELUDE CAPITAL MANAGEMENT, LLC	0.04%	145.2K	869.75K	0	0
2023-12-31	KOVACK ADVISORS, INC.	0.04%	144.91K	867.99K	17.35K	+13.60%
2023-12-31	JANE STREET GROUP, LLC	0.03%	137.07K	821.07K	73.53K	+115.71%
2023-12-31	BANK OF AMERICA CORP /DE/	0.03%	131.76K	789.27K	58.98K	+81.04%
2023-12-31	GROUP ONE TRADING, L.P.	0.03%	129K	772.71M	-290.8K	-69.27%
2023-12-31	VAN ECK ASSOCIATES CORP	1.5%	6.16M	36.91M	1.28M	+26.14%
2023-12-31	FOURSIXTHREE CAPITAL LP	1.42%	5.85M	35.05M	3.28M	+127.25%
2023-12-31	LEGAL & GENERAL GROUP PLC	0.78%	3.2M	19.14M	244.34K	+8.27%
2023-12-31	LSV ASSET MANAGEMENT	0.5%	2.04M	12.19M	298.4K	+17.18%
2023-12-31	INVESCO LTD.	0.43%	1.77M	10.58M	1.68M	+1,969.05%
2023-12-31	MORGAN STANLEY	0.41%	1.7M	10.17M	-159.83K	-8.61%
2023-12-31	XML FINANCIAL, LLC	0.32%	1.33M	7.95M	-57.72K	-4.17%
2023-12-31	Y.D. MORE INVESTMENTS LTD	0.31%	1.27M	31.83M	0	0
2023-12-31	BLACKROCK INC.	0.31%	1.26M	7.54M	14.6K	+1.17%
2023-12-31	CARRONADE CAPITAL MANAGEMENT, LP	0.29%	1.2M	7.19M	-321.9K	-21.15%
2023-12-31	LPL FINANCIAL LLC	0.25%	1.05M	6.26M	145.73K	+16.20%
2023-12-31	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.23%	956.28K	5.73M	164.37K	+20.76%
2023-12-31	ADVISOR GROUP HOLDINGS, INC.	0.19%	774.59K	4.64M	-64.71K	-7.71%
2023-12-31	MARSHALL WACE, LLP	0.17%	708.47K	4.24M	708.47K	+100.00%
2023-12-31	JPMORGAN CHASE & CO	0.16%	650.93K	3.9M	609.25K	+1,461.80%
2023-12-31	CITADEL ADVISORS LLC	0.15%	612.1K	3.67M	65.2K	+11.92%
2023-12-31	TWO SIGMA INVESTMENTS, LP	0.15%	605.01K	3.62M	536.55K	+783.67%
2023-12-31	RAYMOND JAMES & ASSOCIATES	0.14%	585.86K	3.51M	186.89K	+46.84%

PSEC Insiders

Insiders	Designation	Shares Held
BARRY JOHN F	CHIEF EXECUTIVE OFFICER	79.48M
ELIASEK M GRIER	Chief Operating Officer	2.13M
STARK EUGENE S	director	57.5K
GREMP WILLIAM	director	30.15K
VAN DASK KRISTIN LEA	CFO, TREASURER, SECRETARY, CCO	19.4K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
2024-12-24	BARRY JOHN F	PURCHASE	4.29	2M	8.58M	79.48M
2024-11-29	ELIASEK M GRIER	PURCHASE	4.81	210K	1.01M	2.13M
2024-11-27	ELIASEK M GRIER	PURCHASE	4.79	210K	1.01M	1.92M
2024-11-26	ELIASEK M GRIER	PURCHASE	4.72	5K	23.58K	1.71M
2024-11-25	ELIASEK M GRIER	PURCHASE	4.83	5K	24.15K	1.71M
2024-11-22	BARRY JOHN F	PURCHASE	4.78	1M	4.78M	77.47M
2024-11-22	ELIASEK M GRIER	PURCHASE	4.72	5K	23.6K	1.7M
2024-11-21	ELIASEK M GRIER	PURCHASE	4.60	5K	23K	1.7M
2024-11-21	BARRY JOHN F	PURCHASE	4.64	1M	4.64M	76.47M
2024-11-20	BARRY JOHN F	PURCHASE	4.59	1M	4.59M	75.47M
2024-11-20	ELIASEK M GRIER	PURCHASE	4.65	5K	23.25K	1.69M
2024-11-19	ELIASEK M GRIER	PURCHASE	4.50	5K	22.5K	1.69M
2024-11-19	BARRY JOHN F	PURCHASE	4.63	1M	4.63M	74.47M
2024-11-18	BARRY JOHN F	PURCHASE	4.47	837.27K	3.74M	73.45M
2024-11-18	ELIASEK M GRIER	PURCHASE	4.46	5K	22.3K	1.68M
2024-11-15	ELIASEK M GRIER	PURCHASE	4.38	5K	21.9K	1.68M
2024-11-15	BARRY JOHN F	PURCHASE	4.40	205.9K	905.96K	72.61M
2024-11-14	BARRY JOHN F	PURCHASE	4.37	1M	4.37M	72.41M
2024-11-14	ELIASEK M GRIER	PURCHASE	4.30	495	2.13K	1.67M
2024-11-12	VAN DASK KRISTIN LEA	PURCHASE	4.29	9.4K	40.33K	19.4K
2024-09-17	STARK EUGENE S	PURCHASE	5.50	2.5K	13.75K	57.5K
2024-09-16	ELIASEK M GRIER	PURCHASE	5.50	5K	27.5K	1.67M
2024-09-13	ELIASEK M GRIER	PURCHASE	5.44	5K	27.2K	1.66M
2024-09-12	ELIASEK M GRIER	PURCHASE	5.35	5K	26.75K	1.66M
2024-09-10	ELIASEK M GRIER	PURCHASE	5.30	5K	26.5K	1.65M
2024-09-10	BARRY JOHN F	PURCHASE	5.29	95.48K	505.07K	71.38M
2024-09-09	ELIASEK M GRIER	PURCHASE	5.33	5K	26.65K	1.65M
2024-09-09	BARRY JOHN F	PURCHASE	5.30	473.03K	2.51M	71.29M
2024-09-06	ELIASEK M GRIER	PURCHASE	5.25	5K	26.25K	1.64M
2024-09-06	BARRY JOHN F	PURCHASE	5.26	750K	3.95M	70.81M
2024-09-05	BARRY JOHN F	PURCHASE	5.22	100K	522K	69.94M
2024-09-05	ELIASEK M GRIER	PURCHASE	5.25	5K	26.25K	1.64M
2024-09-04	ELIASEK M GRIER	PURCHASE	5.27	5K	26.35K	1.63M
2024-09-04	BARRY JOHN F	PURCHASE	5.23	750K	3.92M	69.84M
2024-09-03	BARRY JOHN F	PURCHASE	5.17	750K	3.88M	69.09M
2024-09-03	ELIASEK M GRIER	PURCHASE	5.23	3.5K	18.31K	1.62M
2024-08-30	ELIASEK M GRIER	PURCHASE	5.20	5K	26K	1.62M
2024-06-20	VAN DASK KRISTIN LEA	PURCHASE	22.50	3.33K	74.93K	4.54K
2024-05-13	BARRY JOHN F	PURCHASE	5.47	4.1K	22.41K	65.8M
2024-05-10	BARRY JOHN F	PURCHASE	5.48	729.82K	4M	65.72M
2024-03-11	VAN DASK KRISTIN LEA	PURCHASE	5.44	5K	27.2K	10K
2023-12-06	ELIASEK M GRIER	PURCHASE	5.67	10K	56.7K	1.62M
2023-12-05	ELIASEK M GRIER	PURCHASE	5.64	10K	56.39K	1.61M
2023-12-04	ELIASEK M GRIER	PURCHASE	5.66	10K	56.59K	1.6M
2023-11-29	ELIASEK M GRIER	PURCHASE	5.60	10K	56K	1.59M
2023-11-28	ELIASEK M GRIER	PURCHASE	5.62	10K	56.2K	1.58M
2023-11-27	ELIASEK M GRIER	PURCHASE	5.75	10K	57.5K	1.57M
2023-11-21	ELIASEK M GRIER	PURCHASE	5.75	15.75K	90.56K	1.56M
2023-11-20	ELIASEK M GRIER	PURCHASE	5.77	1.81K	10.41K	1.53M
2023-11-10	VAN DASK KRISTIN LEA	PURCHASE	5.72	2.5K	14.3K	2.5K
2023-09-12	BARRY JOHN F	PURCHASE	5.99	16.5K	98.84K	72.77M
2023-09-11	BARRY JOHN F	PURCHASE	5.99	16.52K	98.95K	72.75M
2023-09-11	STARK EUGENE S	PURCHASE	6.00	3K	18K	55K
2023-05-12	BARRY JOHN F	PURCHASE	6.09	100K	609K	72.7M
2023-05-11	BARRY JOHN F	PURCHASE	6.28	100K	628K	72.6M
2023-03-14	VAN DASK KRISTIN LEA	PURCHASE	6.87	6K	41.22K	66.49K
2022-11-11	VAN DASK KRISTIN LEA	PURCHASE	7.51	4.25K	31.91K	58.52K
2022-09-26	STARK EUGENE S	PURCHASE	6.55	2K	13.1K	52K
2022-09-07	VAN DASK KRISTIN LEA	PURCHASE	7.35	2.65K	19.48K	53.33K
2022-09-07	STARK EUGENE S	PURCHASE	7.35	2K	14.7K	50K
2021-05-12	STARK EUGENE S	PURCHASE	7.94	1K	7.94K	47K
2020-12-10	VAN DASK KRISTIN LEA	PURCHASE	0.00	1K	-	1K
2020-10-22	ELIASEK M GRIER	PURCHASE	0.00	50	-	50
2020-08-28	STARK EUGENE S	PURCHASE	5.10	2.5K	12.75K	46K
2020-03-24	BARRY JOHN F	PURCHASE	4.20	3.38K	14.18K	68.52M
2020-03-24	ELIASEK M GRIER	PURCHASE	4.45	100K	445K	1.35M
2020-03-23	BARRY JOHN F	PURCHASE	4.13	1M	4.15M	68.48M
2020-03-20	BARRY JOHN F	PURCHASE	4.81	190K	914.36K	65.37M
2020-03-19	BARRY JOHN F	PURCHASE	4.67	1.5M	7M	64.53M
2020-03-18	BARRY JOHN F	PURCHASE	4.56	3.35M	15.29M	61.05M
2020-03-17	BARRY JOHN F	PURCHASE	5.00	265.2K	1.33M	53.7M
2020-03-16	BARRY JOHN F	PURCHASE	4.77	4.61M	22.01M	53.43M
2020-03-13	BARRY JOHN F	PURCHASE	4.92	3.25M	16.01M	48.82M
2020-03-12	BARRY JOHN F	PURCHASE	4.47	2.78M	12.43M	43.79M
2020-03-11	BARRY JOHN F	PURCHASE	4.79	698.09K	3.35M	41.01M
2020-03-10	BARRY JOHN F	PURCHASE	4.94	6.5K	32.1K	39.98M
2020-03-09	BARRY JOHN F	PURCHASE	4.98	33K	164.28K	39.97M
2020-02-25	VAN DASK KRISTIN LEA	PURCHASE	6.18	5K	30.9K	41.25K
2020-02-21	GREMP WILLIAM	PURCHASE	6.54	2K	13.07K	30.15K
2020-02-12	GREMP WILLIAM	PURCHASE	6.54	1K	6.54K	28.15K
2019-12-10	STARK EUGENE S	PURCHASE	6.52	1K	6.52K	43.5K
2019-12-09	VAN DASK KRISTIN LEA	PURCHASE	6.54	3.25K	21.24K	36.25K
2019-11-08	GREMP WILLIAM	PURCHASE	6.46	5K	32.3K	26.51K
2019-09-03	BARRY JOHN F	PURCHASE	6.34	237.86K	1.51M	39.91M
2019-08-30	BARRY JOHN F	PURCHASE	6.39	201.55K	1.29M	39.67M

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE8.63M26

SALES00

NET SHARES8.63M26

NO. OF SHARES HELD699.17M26

% NET SHARES-98.77%0%

PSEC Stock Ownership Breakdown

Prospect Capital Corporation

PSEC Stock Outstanding Shares

Market Insider PSEC

Institutional Ownership

PSEC Insiders

Buying/Selling by Insiders

Insider Transaction Summary (6 Months)

Frequently Asked Questions

PSEC Stock Outstanding Shares

Market Insider PSEC

Institutional Ownership

PSEC Insiders

Buying/Selling by Insiders

Insider Transaction Summary (6 Months)

Frequently Asked Questions